I have occasionally modified the
standard
English translations of Althusser.
Paul-de-Man-Material-Events
In other words, the sign has become a trope, a substitutive re- lationship that has to posit a meaning whose existence cannot be veri- fied, but that confers upon the sign an unavoidable signifying function.
3
It is the coercive but nonrational power of this operation that is signifi- cant. Tropes are perforce meaningful, but their meanings can never be equated with that which is true, in the sense of being rationally demon- strable or justifiable; they "posit a meaning whose existence cannot be verified. " And yet the tropological imperative is "unavoidable," the turn toward the same mental entity (in the Pascal passage "time") something that "all" (tous) are bound to perform. It would not be stretching a point to say that the account of the operation of tropes here contains in nuce the de Manian conception of ideology, which is a property of language, or more precisely, of the figural or tropological aspects of language that, pace Locke and a certain tendency in the Enlightenment, cannot be eliminated or controlled in any linguistic sci- ence, least of all in contemporary semiotics. 4 De Man's stipulative defi- nition of ideology as "the confusion of linguistic with natural reality, of reference with phenomenalism"5 restates what in many places he identifies as the seductively mystifying power of tropes, as in the classic instance of catachresis: referring to the legs of a table implicitly confers sentience on an inanimate object by attributing to it features of an ani- mate being. Or, to adopt a slightly different terminology, ideology can be defined as that which "represents the imaginary relationship of indi- viduals to their real conditions of existence. "6
Tropes or figures enforce an "imaginary relationship" to things; they, as it were, "interpellate individuals [e. g. , the table] as subjects [interpelle les individus en sujets]" (LP 170; SR 302). 7 And lest it be thought that I myself am engaged in an illicit transposition from one discursive regime to another, that the comparison between de Man on tropes and Althusser on ideology is an abuse of language, another tropological illusion,8 consider the following passage glossing the the- sis on interpellation just quoted:
As St. Paul admirably put it, it is in the "Logos," meaning in ideology, that we "live, move and have our being. " It follows that, for you and for me, the category of the subject is a primary "obviousness" [e? vi- dence] . . . : it is clear that you and I are subjects (free, ethical, etc. . . . ). Like all obviousnesses, including those that make a word "name a
thing" [de? signe une chose] or "have a meaning" [posse`de une significa- tion] (therefore including the obviousnesses of the "transparency" of language), this "obviousness" that you and I are subjects . . . is an ideo- logical effect, the elementary ideological effect. It is in effect in the very nature of ideology that it imposes (without appearing to do so, since these are "obviousnesses") obviousnesses as obviousnesses, which we cannot fail to recognize and before which we have the inevitable and natural reaction of crying out to ourselves (aloud or in the "silence of conscience"): "That's obvious! That's right! That's true! " (LP 171-72; SR 303-4; translation modified)
In the Pascal passage cited by de Man, moreover, the tropological power of language specifically constitutes (or interpellates) individuals as subjects--a universal subject in fact: "tous [all or everyone] portent la pense? e vers le me^me objet. " All hold the same object in thought (time); all respond to the call of this object and recognize it as the same thing, though this recognition be illusory, the necessary consequence of "the relationship between the name and the thing," rather than a true understanding of the nature of the thing itself.
THE PERFORMATIVE POWER OF IDEOLOGY
As it happens, Pascal also surfaces, somewhat unexpectedly, in the ISAs. Althusser's recourse to the Pascalian account of religious faith discloses yet another point of contact with de Man's conception of ide- ology. Referring to what he terms "Pascal's defensive 'dialectic,'" Althusser asserts the priority of actions (or, more technically, practices) over ideas in the functioning of ideology. He writes: "Pascal says more or less: 'Kneel down, move your lips in prayer, and you will believe'" (LP 168; SR 301). If ideology is produced by the irresistible tropologi- cal potential of language, which carries or directs thought (porte la pense? e) toward its object, it can be said to exercise a coercive power that moves individuals to act, even against what we conventionally term their will. The existence and the effectivity of ideology are ante- rior to and cannot be resisted by the individuals it hails as subjects. Of the individual so determined, Althusser asserts:
his ideas are his material actions inserted into material practices gov- erned [re? gle? es] by material rituals which are themselves defined by the material ideological apparatus from which derive [rele`vent] the ideas of that subject. (LP 169; SR 301; emphasis in the original)
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36 Michael Sprinker
Ideology is a performative; as such, it is not regulated according to a regime of truth and falsehood, but by its sheer power to move.
De Man exemplifies this ultimate performative power of ideology in his analysis of Pascal's famous Pense? e on justice and power, which con- cludes on an uncompromisingly Machiavellian note:
Justice is subject to dispute. Power [la force] is easily recognizable and without dispute. Thus it has been impossible to give power to justice, because power has contradicted justice and said that it is unjust, and said that it is itself just.
And thus, not being able to make the just strong, one has made the strong to be just. (AI 67)
Justice functions here in classical ideological fashion: it instances an imaginary relation to real conditions of existence. But it works, that is to say, it successfully appeals to and governs the actions of individuals, to the extent that it already possesses power. Justice is neither a con- cept nor an idea; it is a set of practices, as in the decisions of courts and the procedures that lawyers and judges are bound to observe--a seem- ingly paradoxical notion. The ideology of justice is an effect of the force of law. It is, to quote de Man once more, a "modal statement" that "perform[s] what [it] enunciate[s] regardless of considerations of truth and falsehood" (AI 68).
AESTHETIC ILLUSION
So much for ideology; what about art? In what sense can we say that art is material for de Man, and to what extent is de Man's materialism comparable (or not) to that of Althusser and the Marxist tradition more generally?
It will hardly come as a surprise to those familiar with de Man's corpus if I say at the outset that the term aesthetic is a complex one in the lexicon of de Man's later essays. It can refer, as the title of the posthumous collection Aesthetic Ideology indicates, to the protective, sheltering function of art, which allows us to experience as fiction what would threaten us in reality. De Man comments on this usage in his exegesis of Schiller's essay "Of the Sublime" ("Vom Erhabenen"): "one plays at danger as in a fiction or as in a play, but one is sheltered by the figurative status of the danger. It is the fact that the danger is made into a figure that shelters you from the immediacy of the danger" (AI 144). Nor is this aspect of the aesthetic alien to the Marxist theory of art. Marcuse's now generally neglected essay, "The Affirmative
Character of Culture," elaborates the compensatory function of aes- thetic pleasure with great lucidity. Even Luka? cs acknowledges this positive valorization of the noncritical aspects of art in his exegeses of Goethe and Schiller's aesthetic theory. But it may come as something of a surprise that Althusser, the notorious exponent of the ubiquity of ide- ology and the theoretician of antihumanism, would hold much the same view.
CATHARSIS AND CRITICISM
In a little-known text of 1968, "Sur Brecht et Marx," Althusser com- ments on the nature of aesthetic play, virtually repeating what de Man terms the protective or "sheltering" function of the aesthetic in the passage cited in the preceding section. Althusser insists on the essential role in theatrical presentation of what Schiller termed Schein, that is, illusion, or better, aesthetic illusion. But Althusser gives this common- place of aesthetic theory a slight twist that both acknowledges the comforting notion of aesthetic illusion and disrupts it at the same time, turning aesthetic illusion back upon itself in such a way as to provoke a rather different response from the audience than sheer comfort. Here is the passage, quoted in extenso, including the very un-Schillerian sen- tences that bring Althusser's essay to a close:
The theater is a catharsis, said Aristotle and Freud: art is a fictive tri- umph. Translation: a fictive triumph is a fictive risk. In the theater the spectator is given the pleasure of seeing fire played with, in order to be quite sure that there is no fire, or that the fire is not with him, but with others, in any event in order to be quite sure that the fire is not with him.
If we wish to know why the theater diverts, it is necessary to account for this type of very special pleasure: that of playing with fire absent any danger stipulated by this twofold clause: (1) it is a safe fire because it is on the stage, and because the play always extinguishes the fire, and (2) when there is fire, it is always at one's neighbor's. . . . [But] these neighbors, among whom there is the fire on the stage, are also, as luck would have it, in the theater hall. The humble, who behold the great in the hall respectfully, laugh at the great when the fire on stage affects them [the great], or else they [the humble] find that on the stage which is equally great with which to overcome the crises of their life and their conscience. (EPP 556; my translation)
Aesthetic presentation does more than provide a sheltering illusion (the catharsis attributed to Aristotle's and Freud's conceptions of art); it
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38 Michael Sprinker
provokes action, presumably revolutionary action by the proletariat to overthrow the bourgeoisie. The aesthetic can serve a critical function as well, exploding the ideological illusion that shields the audience from real danger by promoting a consciousness of the play's fictionali- ty. 9 As at the end of Ken Loach's masterful portrayal of working-class oppression and resistance in the film Riff-Raff, the fire that consumes the building site on which the day laborers have been working and that has been started by two of them to avenge the sacking of another worker on the job--that fire is, for some who view the film, the one they themselves might ignite one day to bring down the structure of privilege and exploitation to which they currently submit. This critical function of the aesthetic, which Althusser (following Brecht) empha- sizes, is not so far from what de Man proposes is to be found in Kant and Hegel's philosophical reflections on art.
Art as critical reflection on ideology--this late de Manian motif is entirely in the spirit of the passage from Althusser's "Letter on Art" with which this essay began. Explicitly, art's critical reflection is said to produce knowledge, different in kind from scientific knowledge, but knowledge nonetheless. Brecht believed this as well, repeating again and again throughout his career that the purpose of his plays was to induce revolutionary consciousness in the proletariat, with the Lehrstu? cke plainly, but also with less programmatically "didactic" works such as Mahagonny and The Threepenny Opera. 10 The famous line from the latter, "Erst kommt das Fressen, dann kommt die Moral," imparts a positive spin to Kant's suspicion of the necessarily seductive nature of aesthetic experience in promoting morality. As de Man puts the matter:
Morality and the aesthetic are both disinterested, but this disinterested- ness becomes necessarily polluted in aesthetic representation: the per- suasion that, by means of their very disinterestedness, moral and aes- thetic judgments are capable of achieving is necessarily linked, in the case of the aesthetic, with positively valorized sensory experiences [Brecht's Fressen]. The moral lesson of the aesthetic has to be conveyed by seductive means. (AI 84)
But this mistrust of the aesthetic--due in part, one imagines, to that Pietist heritage which made him notoriously among the most ascetic of men (one wonders if Kant ever took pleasure in anything)--is not the last word in Kant. 11
SEEING AS THE POETS DO IT
Alongside, and in contradiction to, Kant's critical evaluation of aes- thetic pleasure stands his injunction that, in order to experience the true sublimity of the ocean, "we must regard it as poets do [wie die Dichter es tun], merely by what the eye reveals [was der Augenschein zeigt],--if it is at rest, as a clear mirror of water only bounded by the heavens; if it is stormy, as an abyss threatening to overwhelm every- thing" (quoted from AI 80). De Man terms this seeing "as poets do" "pure aesthetic vision" (AI 82), and glosses the concept as follows:
In this mode of seeing, the eye is its own agent and not the specular echo of the sun. The sea is called a mirror, not because it is supposed to reflect anything, but to stress a flatness devoid of any suggestion of depth. In the same way and to the same extent that this vision is purely material, devoid of any reflexive or intellectual complication, it is also purely for- mal, devoid of any semantic depth and reducible to the formal mathe- matization or geometrization of pure optics. The critique of the aesthet- ic ends up, in Kant, in a formal materialism that runs counter to all values and characteristics associated with aesthetic experience, includ- ing the aesthetic experience of the beautiful and of the sublime as de- scribed by Kant and Hegel themselves. (AI 83)
The materiality of art, seeing "as poets do," is, if you will, anti-aesthetic. Its pure formality evacuates from the work of art any phenomenal con- tent. Kant's understanding of materialism in this passage is, by his own criterion (see the Introduction to the first Critique), empty, since it con- sists of concepts without percepts or intuitions (Anschauungen). 12
On first inspection, this formal materialism of the aesthetic would seem to have little if anything to do with Althusser's repeated emphasis on aesthetic illusion, or with the "sensory manifestation of the idea" (das sinnliche Scheinen der Idee) of Hegel's canonical definition. Art simply cannot do without some degree of phenomenalization, be it only the sparse lines and colors in a Mondrian painting, or the stutter- ing dialogue in a late Beckett play or story, or the dissonant sounds of atonal music. 13 And so one might speculate that Kant's materialism, as expounded by de Man, is not merely anti-aesthetic, but properly an- aesthetic, that is to say, it is nonart. 14
Althusser himself will hypothesize something similar in his celebra- tion of the late works of the Italian painter Leonardo Cremonini. Here, expounded at some length, is the crux of Althusser's position:
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40 Michael Sprinker
In order to "see" Cremonini, and above all to talk about what he makes visible, we have to abandon the categories of the aesthetics of consump- tion: the gaze we need is different from that of desire for or disgust with "objects" [Brecht's Fressen]. Indeed, his whole strength as a figurative painter lies in the fact that he does not just "paint" "objects" . . . , nor "places" . . . , nor "times" or "moments" . . . Cremonini "paints" the relations which bind the objects, places, and times. Cremonini is a painter of abstraction. Not an abstract painter, "painting" an absent, pure possibility in a new form and matter, but a painter of the abstract, "painting" in a sense we will have to define, real relations (as relations they are necessarily abstract) between "men" and their "things," or rather, to give the term its stronger sense, between "things" and their "men. " (LP 230; EPP 574-75)
It is now possible to revise slightly the formulation given earlier concerning the constitutive phenomenalization in works of art. Art cannot do without materialization--in Cremonini's case, not only the color and texture of the paint itself, but the forms in which that matter appears in the paintings, what Althusser refers to later on as the "verticals" and "circles" that dominate Cremonini's mature works. But the "matter" of art, in Kant's poetic Augenschein and in Cremoni- ni's painting of abstraction, has nothing to do with the phenomenal forms in which it is made to appear--for example, in both Kant and Cremonini, the figure of the mirror. Such forms as the human figures that continue to populate Cremonini's paintings are not ideological, or, better said, to see the figures he paints as representing humanity is to reproduce the ideological illusion par excellence, what Althusser calls "humanism. "
The point is made most sharply in Althusser's commentary on Cremonini's deformed faces:
Strictly speaking, the deformation to which Cremonini subjects his faces is a determinate deformation, in that it does not replace one identity with another on the same face, does not give the faces one particular "expression" (of the soul, the subject) instead of another: it takes all ex- pression away from them, and with it, the ideological function which that expression ensures in the complicities of the humanist ideology of art. . . . Cremonini's human faces are such that they cannot be seen, i. e. identified as bearers of the ideological function of the expression of sub- jects. (LP 238-39; EPP 582-83)
The similarity to de Man's lapidary summary at the end of "Kant's Ma- terialism" is too striking not to notice:
The language of the poets therefore in no way partakes of mimesis, reflection, or even perception, in the sense which would allow a link between sense experience and understanding, between perception and apperception. Realism [in Althusser's version, "the humanist ideology of art"] postulates a phenomenalism of experience which is here being denied or ignored. Kant's looking at the world just as one sees it ("wie man ihn sieht") is an absolute, radical formalism that entertains no notion of reference or semiosis. (AI 128)
"Pure aesthetic vision," which de Man locates in Kant's exposition of the sublime, fails precisely to connect intuition with concept; it is blind, devoid of sensuous content, mute, equivalent to what Hegel termed "blosses Lesen," which he associated with the practice of read- ing silently--a perfectly legitimate practice, but inimical to poetry as art. At the limit, aesthetic materialization has nothing to do with the concept of art as "the sensory manifestation of the idea. "15
POLITICS AND HISTORY
That said, it would be incorrect directly to equate de Man's conception of materiality in art with Althusser's. For de Man stops just here, where the most interesting question arises: to wit, what effects are to be achieved by this rigorously antihumanist aesthetic practice? De Man often asserted that the aesthetic and the political are inextricably bound up with each other, but he never, so far as I'm aware, made good on this insight by showing how works of art produce their politi- cal effects. 16
One surmises that this reticence was at least in part due to a certain conception of history, well articulated by Andrzej Warminski. Quoting de Man on the coercive power of tropes over thought, Warminski writes: "The mind is bound to do this, not on account of any subjective choice--it is bound to do it. It's a linguistic necessity, the ideology built 'into' language . . . it's what is bound to happen. And that's history. "17 History is that which was "bound to happen"; it is governed by struc- tures as invariant and ineluctable as those that command linguistic tropes. Small wonder that de Man would invest so little energy in devel- oping his intuitions concerning the political and ideological effects of art: rigorous examination of the linguistic features of literature would,
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ex hypothesi, disclose the absolute limits imposed on action, limits that can only be ignored by further indulgence in ideological mystification. For Althusser, certainly, and one should add, for Marx as well (ca- nards about his so-called economic determinism notwithstanding), this strict insistence on historical necessity, on, as it were, the iron laws of the dialectic (to translate de Manian strictures into a familiar idiom), is anything but Marxist. On an Althusserian Marxist account, history is not the record of what "was bound to happen"; it is, rather, a series of contingent possibilities, what the early Althusser termed "over-
determined conjunctures. "
A single citation, among many that could be adduced in support of
this claim, underscores the point with great economy. It comes from a collection of interviews and letters dating from the late 1970s, when Althusser's grasp of the trajectory and the irreducible features of his project was probably surest. To the interviewer's query concerning the possibility of conceiving "another type of history," Althusser responds:
Yes, the German language presents us with another term: Geschichte, which does not designate a history completed at present, doubtless determined to a large extent by an already completed past, but only in part, since present, living history [l'histoire] is also open to an uncertain, unforeseen future, not yet completed and consequently aleatory. Living history only obeys a constant (not a law): the constant of class struggle. Marx did not employ the term "constant" that I borrowed from Le? vi- Strauss, but a genial expression: "tendential law," capable of inflecting (not contradicting) the primary tendential law, which means that a ten- dency does not possess the form or figure of a linear law, but that it can bifurcate under the effect of an encounter with another tendency and so forth to infinity. At each intersection, the tendency can take an unfore- seeable form, just because it is aleatory. 18
This is the very issue that Althusser tackles head-on at the end of the essay on Cremonini.
ART AS REVOLUTIONARY WEAPON
According to Althusser, Cremonini's "radical antihumanism" took him down the same road as
the great revolutionary, theoretical and political thinkers, the great mate- rialist thinkers who understood that the freedom of men is not achieved by the complacency of its ideological recognition [reconnaissance], but
by knowledge [connaissance] of the laws of their slavery, and that the "realization" of their concrete individuality is achieved by the analysis and mastery of the abstract relations which govern them. (LP 240-41; EPP 584; translation modified)
Althusser is unyielding (and currently rather unfashionable) on this point, as he had been in the "Letter on Art": art is on the side of knowledge, of science, not on the side of ideology, of which it gives a knowledge, however different in form from that which is given in sci- ence. On an Althusserian account, art provides a means by which to discover the true nature of the world, the structure of its social rela- tions, and the possibilities it holds for realizing human emancipation.
If this were the end of the matter, if materialist aesthetic practice were to be limited in its effects to this essentially critical function in re- lation to ideology, the charge Althusser offhandedly hurls at Brecht-- that "there is an aspect of the enlightener in Brecht, the theme of 'theater in a scientific age,' etc. " (EPP 553)--would double back on Althusser himself (although one should add that there are many worse fates than to be an enlightener). The couplet ideology/knowledge would in principle be immediately and permanently dissolved, for who would continue to subscribe to an ideology having attained a knowl- edge of it? But, as always, things are not so simple. 19
The specific relation that works of art establish with ideology is the subject of Althusser's final reflections in the Cremonini essay. If we say that this relation is akin to but distinct from that of the sciences (in- cluding politics), it is only to indicate the specificity, the unique materi- al modality of art. Art matters by virtue of the effects it produces, ef- fects manifested precisely in ideology. Here, one last time, is Althusser on the relationship between art and ideology:
Every work of art is born of a project both aesthetic and ideological. When it exists as a work of art it produces as a work of art (by the type of critique and knowledge it inaugurates with respect to the ideology it makes visible) an ideological effect. . . . like every other object, including instruments of production and knowledges, or even the corpus of the sciences, a work of art can become an element of the ideological, that is to say it can be inserted into the system of relations which constitute the ideological. . . . Perhaps one might even suggest the following proposi- tion, that as the specific function of the work of art is to make visible (donner a` voir), by establishing a distance from it, the reality of the ex- isting ideology (of any one of its forms), the work of art cannot fail to
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exercise a directly ideological effect, that it therefore maintains far closer relations with ideology than any other object, and that it is not possible to think the work of art, in its specifically aesthetic existence, without taking account of this privileged relation with ideology, that is to say without taking account of its direct and inevitable ideological effect. (LP 241-42; EPP 585-86; translation modified)
Scandalously--but with complete consistency--Althusser insists that the ideological (and therefore the political) effectiveness of artworks derives from their aesthetic power, namely, from their production of an "internal distance" in relation to the ideology that they present. The presentation of ideology in art, as it were, estranges ideology from it- self, creating the possibility for, not only identification with or interpel- lation by the ideology presented, but a knowledge of it, a knowledge that the audience can then put to use in transforming the conditions that produced the ideology in the first place. Art's aesthetic power is the source of its pedagogical, scientific function. The key interlocutor, not mentioned by name here, is obviously Brecht.
Consider, for a moment, Brecht's career and posthumous fate. Forced into exile during the Nazi period, his postwar return to the German Democratic Republic saw him attain a transformative power over dramatic practice, in Germany and beyond, that had eluded him during the Weimar period. Not only were his plays performed around the globe, his dramaturgical writings exercised an influence so wide- ranging as to make him, arguably, one of the most significant figures in world literature during the 1950s and 1960s. 20 What one might call "the Brecht-effect" was among the most astonishing developments in postwar culture, not least because the political program he espoused could, during the Cold War, be so easily dismissed with the epithet "Stalinist. " Nor has this "Brecht-effect" remained unchanging, frozen in time as the singular model for revolutionary theater. In the post-Cold War era, books like John Fuegi's debunking biography and widespread attempts to "liberate" Brecht from the "burden" of his Marxism are only to be expected.
Yet there remain alternatives, many of them skillfully set forth by Fredric Jameson, whose brief for Brecht's contemporary relevance to Marxist politics is entirely salutary. 21 One that ought to be more fully explored is the very opposite of those aesthetic practices that have con- ventionally been termed Brechtian and are powerfully associated with Brecht's German disciples such as Heiner Mu? ller, in filmmaking with
the French nouvelle vague (Godard, Straub) and the German New Wave (Fassbinder in particular), and in British drama with Stoppard and Caryl Churchill, among others. Far from being revolutionary today, in the age of MTV, the Simpsons, and Beavis and Butthead, what was once alienating in Brechtian theater has become a staple of the culture of consumption. 22 In this ideological conjuncture, then, the truly Brechtian project may just be the reinvention of realism, in the theater certainly, but more importantly in film and video, the dominant media of late-capitalist culture. Not Quentin Tarentino or David Lynch, but Ken Loach and Mike Leigh--the latter are the authentic Brechtians of this moment, the ostensible conventionality of their films notwith- standing. 23 But that would be the subject for another paper, one in which the matter of art is more programmatically linked to the project of revolutionary politics. The latter is still very much on the agenda, however distant the horizon of its realization may seem just now.
NOTES
This essay is a substantially emended version of a paper delivered at the "Culture and Materiality" conference held at the University of California at Davis April 23-25, 1998. The original included lengthy exegeses of texts by Brecht, Althusser, and Benjamin that are of marginal interest in the present context of Paul de Man's later writings on aesthetics and ideology. To conform better to the occasion, I have omitted this other material and expanded the section that directly addresses de Man's writings.
1. Louis Althusser, "A Letter on Art in Reply to Andre? Daspre," in Lenin and Philosophy and Other Essays, trans. Ben Brewster (New York: Monthly Review Press, 1971), 222-23; hereafter, cited parenthetically as LP. The French original was first published in La Nouvelle Critique 175 (April 1966). I cite from the text as it appears in Louis Althusser, E? crits philosophiques et politiques, vol. 2 (Paris: Stock/IMEC, 1995), 561; hereafter, EPP.
I have occasionally modified the standard English translations of Althusser.
2. Stefano Rosso, "An Interview with Paul de Man," in Paul de Man, The Resistance to Theory (Minneapolis: University of Minnesota Press, 1986), 121.
3. Paul de Man, Aesthetic Ideology, ed. Andrzej Warminski (Minneapolis: University of Minnesota Press, 1996), 56; hereafter cited parenthetically as AI.
4. On Locke's (unsuccessful) attempt to discipline language and subject it to rational principles, to eliminate the abuses to which it is put in discourses of eloquence (namely, rhetoric), see de Man, "The Epistemology of Metaphor," in AI, 35- 42.
5. Paul de Man, The Resistance to Theory (Minneapolis: University of Minne- sota Press, 1986), 11; cited by Warminski in his Introduction to AI, 8.
6. Louis Althusser, "Ideology and Ideological State Apparatuses (Notes towards an Investigation)," in LP 162; in French, "Ide? ologie et appareils ide? ologiques
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d'E? tat," in Sur la reproduction (Paris: Presses Universitaires de France, 1995), 296; hereafter SR.
7. The phrase "en sujets" is characteristically rendered "as subjects," but it might better be translated "into subjects," namely, into subjectivity. Ideology takes that which is not a subject (individuals) and subjectifies (or subjectivates) them, al- though it should be said that the ubiquity of ideology makes it impossible to con- ceive anything like a (nonideological) nonsubject; hence, Althusser's scandalous as- sertion that "individuals are always-already interpellated by ideology as subjects [en sujets], which necessarily leads us to one last proposition: individuals are always-already subjects" (LP 176; SR 306-7).
8. At least one other commentator on de Man has drawn a similar comparison between the Althusserian concept of ideology and de Man's account of tropes; see Andrzej Warminski's Introduction to Aesthetic Ideology, 9-12. Warminski takes up the relationship between de Man's extant texts and The German Ideology in his "Ending Up/Taking Back (with Two Postscripts on Paul de Man's Historical Materialism)," in Critical Encounters: Reference and Responsibility in Decon- structive Writing, ed. Cathy Caruth and Deborah Esch (New Brunswick, N. J. : Rutgers University Press, 1995), 11-41.
9. Cf. the following: "The point is that the neoclassical trust in the power of imi- tation to draw sharp and decisive borderlines between reality and imitation . . . depends in the last analysis, on an equally sharp ability to distinguish the work of art from reality. . . . The theoretical problem [of the aesthetic], however, has been dis- placed [between its original formulation by Schiller and its presentation in Kleist's apologue "U? ber das Marionettentheater"]: from the specular model of the text as imitation, we have moved on to the question of reading as the necessity to decide be- tween signified and referent, between violence on the stage and violence in the streets" (Paul de Man, "Aesthetic Formalization: Kleist's U? ber das Marionettentheater," in The Rhetoric of Romanticism [New York: Columbia University Press, 1984], 280).
10. Cf. de Man: "the political power of the aesthetic, the measure of its impact on reality, necessarily travels by way of its didactic manifestations. The politics of the state are the politics of education" (ibid. , 273)--a formulation that Plato would have heartily endorsed.
11. As de Man elsewhere observes: "Thus Kant would have forever ended the play of philosophy, let alone art, if the project of transcendental philosophy had succeeded in determining once and forever the limits of our faculties and of our freedom" (ibid. , 283). Notoriously, Kant's project was a failure, the principal evi- dence for which is the Critique of Judgment itself, the text to which de Man turns to disclose this other Kant.
12. In the discussion following her own presentation, Judith Butler contested this formulation, asserting that in this instance materialism for Kant (and presum- ably for de Man as well) was not a concept at all. That there could be something like a "materiality without materialism" (as Jacques Derrida perspicuously put it in his paper), I would not wish to deny. But to the extent that Kant is attempting in the passage cited to define a representational modality ("seeing as the poets do it") and thereby to make it available to the understanding, what he writes necessarily pos- sesses a conceptual dimension, or else it would not be readable at all. Materiality (that to which Kant refers or that which he posits) may not be conceptual, but a
theory (the mode of Kant's referring or positing) of the materiality of art, of seeing "as the poets do it," cannot do without concepts, empty or not. This is the same, ele- mentary, distinction insisted upon by Althusser between the "real-concrete" and the "concrete-in-thought"; see the latter's "On the Materialist Dialectic: On the Unevenness of Origins," in For Marx, trans. Ben Brewster (1969; rpt. London: NLB, 1977), 188-89.
13. Even famous limit cases like John Cage's performances of silence require the appearance of the composer/performer on stage sitting motionless for a certain number of minutes before the piano. The silence requires this minimal phenomenali- zation for the composition to be realized. The point is evident in the passage on the sublime from Kant's third Critique cited by de Man, but it is slightly obscured in de Man's translation. The standard English rendering discloses the necessity for even the most rigorously anti-aesthetic practice to exhibit itself in phenomenal form: "we must regard [the sublime], just as we see it [bloss wie man ihn sieht], as a dis- tant, all-embracing, vault. Only under such a representation can we ranage that sublimity which a pure aesthetical judgment ascribes to this object" (Immanuel Kant, Critique of Judgement, trans. J. H. Bernard [New York: Hafner, 1951], 110; quoted from Rodolphe Gasche? , The Wild Card of Reading: On Paul de Man [Cambridge: Harvard University Press, 1998], 101).
14. This is the burden of Gasche? 's exposition of de Man's theory of reading; see especially chapter 3, "Apathetic Formalism," in The Wild Card of Reading, 90-113. 15. Gasche? discusses de Man's anti-Hegelian, that is, anti-aesthetic, theory of reading in relation to the passage from Hegel's Aesthetics on silent reading in ibid. ,
115-16.
16. One of the anonymous referees who evaluated the present volume for the
University of Minnesota Press took my essay to task for "its old-fashioned com- paratist strategy," characterized by its "presentation of 'parallels' between the work of de Man and Louis Althusser," and for failing (in contrast to Ernesto Laclau's contribution) "to demonstrate how de Man can help us to read history and politics. " The reader also complained that my paper "lack[s a] conclusion" but "'concludes' with a discussion of Brecht that fully 'forgets' de Man. " I would have thought that the point of the pages that follow is clear: to contrast Althusser's ex- ploration of the political and ideological effects of artworks and to show how it cashes out de Man's provocative, but practically underdeveloped, assertions. That I have recourse to the example of Brecht to illustrate Althusserian theory is hardly fortuitous. I do not so much "forget" de Man as I suggest that his critique of aes- thetics culminates in a gesture toward art's politicality, rather than in any determi- nate politics of art. My aim is therefore quite different from that ascribed to Laclau's text: it is not "to demonstrate how de Man can help us to read history and politics," but rather, to examine the potential for and the limits of a political prac- tice of art. These are not, in my view, de Manian questions; hence, my turn away from de Man at the end.
17. Warminski, "Ending Up/Taking Back," 34.
18. Louis Althusser, Sur la philosophie (Paris: Gallimard, 1994), 45; my trans- lation. On the continuity between the early Althusserian concept of the overdeter- mined conjuncture and the later program to develop an "aleatory materialism," see Gregory Elliott, "Ghostlier Demarcations: On the Posthumous Edition of Althusser's
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48 Michael Sprinker
Writings," Radical Philosophy 90 (July-August 1998): 27-28. That there may be a deeper theoretical affinity between Althusser and de Man connecting the former's "aleatory materialism" with what Gasche? identifies as de Man's object of defining the "absolutely singular," an affinity that would involve their respective commit- ments to nominalism (noted by Fredric Jameson in the case of de Man, and by Warren Montag in the case of Althusser), is a topic requiring detailed examination of the entire corpus of both thinkers. Such a project clearly exceeds the scope of the present occasion, which is devoted to a more restricted inquiry into the relation of aesthetics to ideology, and to the political effects of art.
19. Althusser explicitly rejects the Enlightenment concept of ideology in the ISAs; see LP 163-64.
20. The claim is argued more fully by Fredric Jameson in Brecht and Method (London and New York: Verso, 1998). See also, inter alia, Michael Patterson, "Brecht's Legacy," in The Cambridge Companion to Brecht, ed. Peter Thompson and Glendyr Sacks (Cambridge: Cambridge University Press, 1994), 273-87; and the essays by John Willett (on Brecht's reception in Britain), Bernard Dort (on Brecht in France), Karen Laughlin (on Brecht's assimilation by American feminist playwrights), Renate Mo? hrmann (on Brecht's influence on women's cinema in West Germany), and Thomas Elsaesser (on Brecht's incorporation by film theory and practice in France, Britain, and Germany), collected in Re-interpreting Brecht: His Influence on Contemporary Drama and Film, ed. Pia Kleber and Colin Visser (Cambridge: Cambridge University Press, 1990). A more specialized but highly in- formative study is George Lellis, Bertolt Brecht, Cahiers du Cine? ma, and Contem- porary Film Theory (Ann Arbor: UMI Research Press, 1982).
21. See Jameson, Brecht and Method, especially the two concluding sections, titled "Actuality" and "Historicity. "
22. See the concluding pages of Thomas Elsaesser's essay on Brecht and con- temporary film, cited in n. 20 above.
23. The Loach-Leigh connection is commonplace in accounts of contemporary British cinema; see, for example, Michael Coveney, The World according to Mike Leigh (London: HarperCollins, 1996), 13-14; and the introduction to Leigh's inter- view with Cineaste 20:3 (1994): 10-17. But just as quickly as the connection is as- serted, it is disavowed, or heavily qualified (not least by Leigh himself). Despite no- table differences in political affiliation, their shared commitment to realism as an aesthetic mode is of the utmost importance, as are each director's methods of preparing cast and narrative for production. Both practice that form which Fredric Jameson argues was Brecht's preferred vehicle for dramatic realization: the work- shop or master's class (see Brecht and Method).
Algebra and Allegory: Nonclassical Epistemology, Quantum Theory, and the Work of Paul de Man
Arkady Plotnitsky
The "nonclassical epistemology" of my title refers to the epistemology defined by a particular configuration, to be assembled in this essay, of the concepts of materiality, phenomenality, formalization, and singu- larity. These concepts would be naturally associated with de Man's work by his readers, as would be the concept of allegory, which is, I shall argue, correlative to the epistemology and the conceptual configu- ration in question. 1 The appeal to "algebra" is somewhat more eso- teric. It is, however, far from out of place, especially in the context of the question of formalization and given the relationships among de Man's work, nonclassical epistemology and quantum theory, which I shall also discuss here.
It would indeed be difficult to circumvent de Man's work in consid- ering these subjects or such figures as Kant, Kleist, and Shelley, to whom a significant portion of this essay will be devoted. 2 In particular, nonclassical epistemology has fundamental connections to aesthetic theory, beginning (at least) with Kant and Schiller, and to the practice of literature and art, such as of Kleist, Shelley, and other Romantic au- thors, or, as T. J. Clark's "Phenomenality and Materiality in Ce? zanne" (in this volume) suggests, that of Ce? zanne. These connections are cen- tral to de Man's later works, specifically Aesthetic Ideology, where Kant's third Critique, The Critique of Judgment, and aesthetics and (the critique of) aesthetic ideology, are given a special place. 3 The history of the particular aesthetic-ideological (mis)reading of the third Critique in question in his work is seen by de Man as beginning with and still gov- erned by Schiller's encounter with Kant. By contrast, the work of, espe- cially, Kleist and of some among his Romantic contemporaries appears
49
50 Arkady Plotnitsky
to mark for de Man the opening of a different aesthetic theory. This opening also leads to a very different type of reading of the third Critique (which may be closer to the spirit, or indeed the letter, of the work) by de Man and such authors as Jacques Derrida, Jean-Franc? ois Lyotard, Jean-Luc Nancy, and several others. This difference is, I argue, defined by the set of, in terms of this essay, nonclassical concepts-- in particular, "formalization," "materiality," "phenomenality," and "singularity"--to which I now turn. I begin with formalization and what I call radical or nonclassical formalization.
Paradoxically, or so it may appear, the radical character of radical formalization, and of its formal laws, is defined by the fact that they allow for, and indeed entail, that which is irreducibly unformalizable, irreducibly lawless; that is, whereas the "algebra" of any formalization may be seen as defined by a set of (specified or implicit) laws, here the configuration or ensemble of configurations of elements governed by these laws entails that which cannot be comprehended by these laws or by law in general, and furthermore, that which cannot be conceived by any means that are or even will ever be available to us. Accordingly, the irreducibly lawless in question is not something that is excluded from the domain or system governed by formalization, is not an ab- solute other of the system, but is instead irreducibly linked to it. 4 This is in part why radical formalization may appear paradoxical, and it does lead to an epistemology that, while technically free of contradic- tion, is complex and difficult (and, for some, impossible) to accept.
The particular version of radical formalization that I shall now in- troduce appears to be epistemologically the most radical yet available. But then it may also be the only available (or even possible) model of the configuration of the formalizable and unformalizable just defined. Accordingly, from this point on, by either radical or nonclassical for- malization I refer to this version. The complexities and implications of the concept are many and far-reaching. The configuration itself defin- ing it, or constituting the point of departure for it, is, however, simple to formulate: the representation of the "collective" may, in certain circumstances, be subject to formalization and law; that of the "in- dividual" is irreducibly nonformalizable and lawless; and the overall efficacity of both types of effects, formalizable and nonformalizable, is inaccessible by any conceivable means. 5
This formulation does not merely mean that formalization or law in this case does not apply in certain exceptional situations. Instead, every individual entity (element, case, event, and so forth) that belongs
to the law-governed ("organized") collectivities in question is in itself not subject to the law involved, or to law in general. More accurately, one should speak of what is "seen" (is phenomenal) or represented as such an entity or such a collectivity. The qualification is important to the relationships between "materiality" and "phenomenality" in non- classical epistemology. I shall consider these relationships in detail later. It may, however, be useful to offer a preliminary sketch here, be- ginning with this qualification.
Although law here does apply only at the level of certain collective, rather than individual, effects, both types of effects, lawful and law- less, are manifest, materially or phenomenally. Accordingly, when in- volved, material strata of such effects may, at least, be treated as avail- able to phenomenalization, representation, conceptualization, and so forth, for example, for the purposes of formalization. By contrast, the ultimate efficacity of these effects cannot, in principle, be so treated (even though, as will be seen, this efficacity may, at a certain level, be considered as material). In other words, this efficacity is irreducibly inaccessible not only to formalization and law--to "algebra"--but to any representation, phenomenalization, and so forth. Nor, ultimately, can we think of it in terms of any properties or qualities that, while in- accessible, would define it. It is irreducibly inaccessible by any means that are or, conceivably, will ever be available to us; any conception of it is, and may always be, impossible, ultimately even that of the impos- sibility of conceiving it. As will be seen, it would not be possible to ac- count for the coexistence of both types of effects (collectively lawful and individually lawless) in question otherwise. The presence of both types of effects is logically possible if and only if we cannot conceive of their efficacity at all: the peculiar character of the effects makes one infer the even more peculiar character of the efficacity. It follows that all conceivable terms are provisional, suspect, and ultimately inade- quate in describing this efficacity, including efficacity or ultimate, both quite prominent here. It is worth, however, registering more specifically some of the terms that need to be suspended.
First, although this efficacity manifests itself through the effects of both types, it cannot be thought of in terms of an underlying (hidden) governing wholeness, either indivisible or "atomic," so as to be corre- lated with manifest (lawless) effects, while subject to an underlying coherent architecture that is not manifest itself. Either type of under- standing would (classically) reduce the (nonclassical) "counterposition" of the manifest effects of collective lawfulness, on the one hand, and of
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52 Arkady Plotnitsky
individual lawlessness, on the other. This efficacity is neither single in governing all of its effects (individual and collective), nor multiple so as to allow one to assign an unambiguously separate efficacity to each lawless individual effect.
Second, an efficacity of that type cannot be seen in terms of inde- pendent properties, relations, or laws, which, while unavailable, would define a certain material entity that would exist in itself and by itself, while, in certain circumstances, giving rise to the (available) effects in question. Instead, it must be seen as reciprocal with and indeed indi- visible from its effects: it can never be, in practice and in principle, con- ceived as isolated, separate from them. Nor, however, can it be seen as fully "continuous" with these effects either. All individuality or, con- versely, collectivity in question appears (in either sense) only within the manifest strata of such indivisible configurations. These configura- tions, however, also contain the inaccessible strata that cannot be iso- lated and hence cannot appear, either as accessible or even as "inacces- sible. " It is irreducibly inaccessible and yet, indeed as a corollary, equally irreducibly indissociable from that (part of the overall configu- ration) which is accessible--is subject to phenomenal representation, conception, knowledge, and so forth. One might say that, while the in- accessible in question is indeed inaccessible absolutely, it cannot be seen as something that is the absolutely inaccessible. It follows that nonclassical epistemology does not imply that nothing exists that, in certain circumstances, gives rise to the effects in question. Instead the point is that this efficacity or the corresponding "materiality" (which also designates something that exists when we are not there to observe it) is inconceivable in any terms that are or perhaps will ever be avail- able to us. Naturally, "existence" or "nonexistence" are among these terms, along with the possibility or impossibility to "conceive" of it, or "possibility" or "impossibility," or "it" and "is," to begin with.
As will be seen, these conditions are the conditions of both quan- tum epistemology and allegory in de Man. It is true that de Man often associated allegory (or irony) with discontinuity (in earlier work in juxtaposition to the continuity of symbol). We may, however, more properly think of this relation as neither continuous nor discontinuous, or in terms of any conceivable combination of both concepts, or, again, in any given terms, as just outlined. De Man's emphasis on disconti- nuity of allegory appears strategically to point in this direction, away from the continuity of the symbol or of classical thought in general, for example, aesthetic ideology. Both continuity and discontinuity are re-
tained at the level of "effects," and the effects of discontinuity are in- deed more crucial to allegory (or irony).
In the circumstances in question, then, formalization and laws apply only to certain collectivities, but in general not to individual ele- ments composing such collectivities. (I am not saying that they fully describe the latter, since, as follows from the preceding discussion, how the "workings" of the efficacity just considered make lawless individu- al elements "conspire" to assemble into lawful collectivities is ulti- mately inconceivable. ) Accordingly, the (lawless) individual effects in question can no longer be seen as a part of a whole, so both are com- prehended by the same law, or by a correlated set of laws. This possi- bility defines classical systems and classical formalization, and I use the term classical accordingly. A classical formalization may and often must apply within nonclassical formalization. Within classical limits, however, nothing is, in principle, lawless, even though, in practice, laws may be difficult or, as concerns the ultimate laws, impossible to apply. In the latter case, an underlying lawfulness, however unknown or even unknowable, would be presupposed. By contrast, nonclassical, radical formalization not only figures as lawless the manifest individu- ality of certain effects involved, but rigorously suspends even the possi- bility of ascribing any structure, law-governed or not, or properties to the efficacity of all manifest effects, lawful or lawless.
Under these conditions, individuality becomes not only uniqueness but also singularity. Indeed, "singularity" may be defined by this prop- erty of manifest lawlessness in relation to a given law, or to law in general, perhaps especially when this property arises in a point-like, "singular," fashion--spatial or geometrical; algebraic or analytical (a "singular" point of a function or a "singular" solution of an equation in mathematics); temporal or historical; and so forth. To some degree, one might see the inaccessible efficacity of the singular (or indeed all) effects in question as itself "singular," as Rodolphe Gasche? appears to do in his reading of de Man in The Wild Card of Reading. 6 Historically, however, the term singularity has been associated with the (manifest) point-like configurations or with a relation to the inaccessible, and it is, I would argue, in de Man as well. In addition, the efficacity of such singular events in de Man is indivisible from its effects (in accordance with the analysis just given). Accordingly, it cannot be conceived of as an independent entity severed from them and, hence, as isolated from them either materially or phenomenologically, as the appeal to "singu- larity" in describing it might suggest. By contrast the singular effects in
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54 Arkady Plotnitsky
question can be isolated phenomenologically, although, in view of the same reciprocity, ultimately not materially or efficaciously. Indeed, they are phenomenologically defined by this "isolation" from their (ul- timate) history and (both materially and phenomenologically) from each other. 7
Given the features just outlined, however, nonclassical formaliza- tion and nonclassical epistemology are indeed singularly radical episte- mologically or, as the case may be, antiepistemologically, as well as anti- ontologically. The view just outlined equally disallows any ultimate ontology and any ultimate epistemology--any possibility of knowing or conceiving how that which is at stake in it is ultimately structured, or is ultimately possible. For example, it would not be possible to pre- dict which information will become available at a later point. Hence, unknowability is not certain either, any more than knowability, except, again, at the ultimate (efficacious) level, where the unknowable be- comes irreducible. At this ultimate level, we may adopt Gasche? 's for- mulation, "any [ultimate] knowledge, even that of the impossibility of knowledge, is . . . [indeed] strictly prohibited" (The Wild Card of Reading 182)--but only at this level, hence I insert "ultimate" here. One would be reluctant to say, especially in the context of de Man's work, that nonclassical epistemology disallows materiality, although at the ultimate level no given concept of matter can apply any more than any other concept. One might say instead that one needs the kind of conceptual architecture here discussed in order to argue for the ne- cessity of a certain form of "materiality," in particular as "materiality" without an ultimate epistemology and an ultimate ontology. 8 De Man specifically associates this radical materiality with both Nietzsche and Derrida (161-62), and earlier Kant and Hegel, although such thinkers as Bataille, Blanchot, and Lacan are pertinent here. De Man also as- sociates this materiality with the "textuality" of Kant's and, by im- plication, other radical texts. He speaks of "the simultaneous [with idealism] activity, in his [Kant's] text, of a materialism much more radical than what can be conveyed by such terms as 'realism' or 'em- piricism'" (AI 121). I shall return to de Man's understanding of textu- ality later.
The qualifier "ultimate," which recurs throughout this essay, is cru- cial. For it is not that no account or knowledge is possible, which is not an uncommon misunderstanding of nonclassical theories, specifically de Man's or certain interpretations (such as that here considered) of quantum mechanics. On the contrary, rigorous and comprehensive ac-
counts of the situations in question only become possible once the epis- temological circumstances in question are themselves taken into ac- count. Specifically, at the level of "effects," classical ontology, episte- mology, and phenomenology become possible and necessary.
It is the coercive but nonrational power of this operation that is signifi- cant. Tropes are perforce meaningful, but their meanings can never be equated with that which is true, in the sense of being rationally demon- strable or justifiable; they "posit a meaning whose existence cannot be verified. " And yet the tropological imperative is "unavoidable," the turn toward the same mental entity (in the Pascal passage "time") something that "all" (tous) are bound to perform. It would not be stretching a point to say that the account of the operation of tropes here contains in nuce the de Manian conception of ideology, which is a property of language, or more precisely, of the figural or tropological aspects of language that, pace Locke and a certain tendency in the Enlightenment, cannot be eliminated or controlled in any linguistic sci- ence, least of all in contemporary semiotics. 4 De Man's stipulative defi- nition of ideology as "the confusion of linguistic with natural reality, of reference with phenomenalism"5 restates what in many places he identifies as the seductively mystifying power of tropes, as in the classic instance of catachresis: referring to the legs of a table implicitly confers sentience on an inanimate object by attributing to it features of an ani- mate being. Or, to adopt a slightly different terminology, ideology can be defined as that which "represents the imaginary relationship of indi- viduals to their real conditions of existence. "6
Tropes or figures enforce an "imaginary relationship" to things; they, as it were, "interpellate individuals [e. g. , the table] as subjects [interpelle les individus en sujets]" (LP 170; SR 302). 7 And lest it be thought that I myself am engaged in an illicit transposition from one discursive regime to another, that the comparison between de Man on tropes and Althusser on ideology is an abuse of language, another tropological illusion,8 consider the following passage glossing the the- sis on interpellation just quoted:
As St. Paul admirably put it, it is in the "Logos," meaning in ideology, that we "live, move and have our being. " It follows that, for you and for me, the category of the subject is a primary "obviousness" [e? vi- dence] . . . : it is clear that you and I are subjects (free, ethical, etc. . . . ). Like all obviousnesses, including those that make a word "name a
thing" [de? signe une chose] or "have a meaning" [posse`de une significa- tion] (therefore including the obviousnesses of the "transparency" of language), this "obviousness" that you and I are subjects . . . is an ideo- logical effect, the elementary ideological effect. It is in effect in the very nature of ideology that it imposes (without appearing to do so, since these are "obviousnesses") obviousnesses as obviousnesses, which we cannot fail to recognize and before which we have the inevitable and natural reaction of crying out to ourselves (aloud or in the "silence of conscience"): "That's obvious! That's right! That's true! " (LP 171-72; SR 303-4; translation modified)
In the Pascal passage cited by de Man, moreover, the tropological power of language specifically constitutes (or interpellates) individuals as subjects--a universal subject in fact: "tous [all or everyone] portent la pense? e vers le me^me objet. " All hold the same object in thought (time); all respond to the call of this object and recognize it as the same thing, though this recognition be illusory, the necessary consequence of "the relationship between the name and the thing," rather than a true understanding of the nature of the thing itself.
THE PERFORMATIVE POWER OF IDEOLOGY
As it happens, Pascal also surfaces, somewhat unexpectedly, in the ISAs. Althusser's recourse to the Pascalian account of religious faith discloses yet another point of contact with de Man's conception of ide- ology. Referring to what he terms "Pascal's defensive 'dialectic,'" Althusser asserts the priority of actions (or, more technically, practices) over ideas in the functioning of ideology. He writes: "Pascal says more or less: 'Kneel down, move your lips in prayer, and you will believe'" (LP 168; SR 301). If ideology is produced by the irresistible tropologi- cal potential of language, which carries or directs thought (porte la pense? e) toward its object, it can be said to exercise a coercive power that moves individuals to act, even against what we conventionally term their will. The existence and the effectivity of ideology are ante- rior to and cannot be resisted by the individuals it hails as subjects. Of the individual so determined, Althusser asserts:
his ideas are his material actions inserted into material practices gov- erned [re? gle? es] by material rituals which are themselves defined by the material ideological apparatus from which derive [rele`vent] the ideas of that subject. (LP 169; SR 301; emphasis in the original)
Art and Ideology 35
36 Michael Sprinker
Ideology is a performative; as such, it is not regulated according to a regime of truth and falsehood, but by its sheer power to move.
De Man exemplifies this ultimate performative power of ideology in his analysis of Pascal's famous Pense? e on justice and power, which con- cludes on an uncompromisingly Machiavellian note:
Justice is subject to dispute. Power [la force] is easily recognizable and without dispute. Thus it has been impossible to give power to justice, because power has contradicted justice and said that it is unjust, and said that it is itself just.
And thus, not being able to make the just strong, one has made the strong to be just. (AI 67)
Justice functions here in classical ideological fashion: it instances an imaginary relation to real conditions of existence. But it works, that is to say, it successfully appeals to and governs the actions of individuals, to the extent that it already possesses power. Justice is neither a con- cept nor an idea; it is a set of practices, as in the decisions of courts and the procedures that lawyers and judges are bound to observe--a seem- ingly paradoxical notion. The ideology of justice is an effect of the force of law. It is, to quote de Man once more, a "modal statement" that "perform[s] what [it] enunciate[s] regardless of considerations of truth and falsehood" (AI 68).
AESTHETIC ILLUSION
So much for ideology; what about art? In what sense can we say that art is material for de Man, and to what extent is de Man's materialism comparable (or not) to that of Althusser and the Marxist tradition more generally?
It will hardly come as a surprise to those familiar with de Man's corpus if I say at the outset that the term aesthetic is a complex one in the lexicon of de Man's later essays. It can refer, as the title of the posthumous collection Aesthetic Ideology indicates, to the protective, sheltering function of art, which allows us to experience as fiction what would threaten us in reality. De Man comments on this usage in his exegesis of Schiller's essay "Of the Sublime" ("Vom Erhabenen"): "one plays at danger as in a fiction or as in a play, but one is sheltered by the figurative status of the danger. It is the fact that the danger is made into a figure that shelters you from the immediacy of the danger" (AI 144). Nor is this aspect of the aesthetic alien to the Marxist theory of art. Marcuse's now generally neglected essay, "The Affirmative
Character of Culture," elaborates the compensatory function of aes- thetic pleasure with great lucidity. Even Luka? cs acknowledges this positive valorization of the noncritical aspects of art in his exegeses of Goethe and Schiller's aesthetic theory. But it may come as something of a surprise that Althusser, the notorious exponent of the ubiquity of ide- ology and the theoretician of antihumanism, would hold much the same view.
CATHARSIS AND CRITICISM
In a little-known text of 1968, "Sur Brecht et Marx," Althusser com- ments on the nature of aesthetic play, virtually repeating what de Man terms the protective or "sheltering" function of the aesthetic in the passage cited in the preceding section. Althusser insists on the essential role in theatrical presentation of what Schiller termed Schein, that is, illusion, or better, aesthetic illusion. But Althusser gives this common- place of aesthetic theory a slight twist that both acknowledges the comforting notion of aesthetic illusion and disrupts it at the same time, turning aesthetic illusion back upon itself in such a way as to provoke a rather different response from the audience than sheer comfort. Here is the passage, quoted in extenso, including the very un-Schillerian sen- tences that bring Althusser's essay to a close:
The theater is a catharsis, said Aristotle and Freud: art is a fictive tri- umph. Translation: a fictive triumph is a fictive risk. In the theater the spectator is given the pleasure of seeing fire played with, in order to be quite sure that there is no fire, or that the fire is not with him, but with others, in any event in order to be quite sure that the fire is not with him.
If we wish to know why the theater diverts, it is necessary to account for this type of very special pleasure: that of playing with fire absent any danger stipulated by this twofold clause: (1) it is a safe fire because it is on the stage, and because the play always extinguishes the fire, and (2) when there is fire, it is always at one's neighbor's. . . . [But] these neighbors, among whom there is the fire on the stage, are also, as luck would have it, in the theater hall. The humble, who behold the great in the hall respectfully, laugh at the great when the fire on stage affects them [the great], or else they [the humble] find that on the stage which is equally great with which to overcome the crises of their life and their conscience. (EPP 556; my translation)
Aesthetic presentation does more than provide a sheltering illusion (the catharsis attributed to Aristotle's and Freud's conceptions of art); it
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38 Michael Sprinker
provokes action, presumably revolutionary action by the proletariat to overthrow the bourgeoisie. The aesthetic can serve a critical function as well, exploding the ideological illusion that shields the audience from real danger by promoting a consciousness of the play's fictionali- ty. 9 As at the end of Ken Loach's masterful portrayal of working-class oppression and resistance in the film Riff-Raff, the fire that consumes the building site on which the day laborers have been working and that has been started by two of them to avenge the sacking of another worker on the job--that fire is, for some who view the film, the one they themselves might ignite one day to bring down the structure of privilege and exploitation to which they currently submit. This critical function of the aesthetic, which Althusser (following Brecht) empha- sizes, is not so far from what de Man proposes is to be found in Kant and Hegel's philosophical reflections on art.
Art as critical reflection on ideology--this late de Manian motif is entirely in the spirit of the passage from Althusser's "Letter on Art" with which this essay began. Explicitly, art's critical reflection is said to produce knowledge, different in kind from scientific knowledge, but knowledge nonetheless. Brecht believed this as well, repeating again and again throughout his career that the purpose of his plays was to induce revolutionary consciousness in the proletariat, with the Lehrstu? cke plainly, but also with less programmatically "didactic" works such as Mahagonny and The Threepenny Opera. 10 The famous line from the latter, "Erst kommt das Fressen, dann kommt die Moral," imparts a positive spin to Kant's suspicion of the necessarily seductive nature of aesthetic experience in promoting morality. As de Man puts the matter:
Morality and the aesthetic are both disinterested, but this disinterested- ness becomes necessarily polluted in aesthetic representation: the per- suasion that, by means of their very disinterestedness, moral and aes- thetic judgments are capable of achieving is necessarily linked, in the case of the aesthetic, with positively valorized sensory experiences [Brecht's Fressen]. The moral lesson of the aesthetic has to be conveyed by seductive means. (AI 84)
But this mistrust of the aesthetic--due in part, one imagines, to that Pietist heritage which made him notoriously among the most ascetic of men (one wonders if Kant ever took pleasure in anything)--is not the last word in Kant. 11
SEEING AS THE POETS DO IT
Alongside, and in contradiction to, Kant's critical evaluation of aes- thetic pleasure stands his injunction that, in order to experience the true sublimity of the ocean, "we must regard it as poets do [wie die Dichter es tun], merely by what the eye reveals [was der Augenschein zeigt],--if it is at rest, as a clear mirror of water only bounded by the heavens; if it is stormy, as an abyss threatening to overwhelm every- thing" (quoted from AI 80). De Man terms this seeing "as poets do" "pure aesthetic vision" (AI 82), and glosses the concept as follows:
In this mode of seeing, the eye is its own agent and not the specular echo of the sun. The sea is called a mirror, not because it is supposed to reflect anything, but to stress a flatness devoid of any suggestion of depth. In the same way and to the same extent that this vision is purely material, devoid of any reflexive or intellectual complication, it is also purely for- mal, devoid of any semantic depth and reducible to the formal mathe- matization or geometrization of pure optics. The critique of the aesthet- ic ends up, in Kant, in a formal materialism that runs counter to all values and characteristics associated with aesthetic experience, includ- ing the aesthetic experience of the beautiful and of the sublime as de- scribed by Kant and Hegel themselves. (AI 83)
The materiality of art, seeing "as poets do," is, if you will, anti-aesthetic. Its pure formality evacuates from the work of art any phenomenal con- tent. Kant's understanding of materialism in this passage is, by his own criterion (see the Introduction to the first Critique), empty, since it con- sists of concepts without percepts or intuitions (Anschauungen). 12
On first inspection, this formal materialism of the aesthetic would seem to have little if anything to do with Althusser's repeated emphasis on aesthetic illusion, or with the "sensory manifestation of the idea" (das sinnliche Scheinen der Idee) of Hegel's canonical definition. Art simply cannot do without some degree of phenomenalization, be it only the sparse lines and colors in a Mondrian painting, or the stutter- ing dialogue in a late Beckett play or story, or the dissonant sounds of atonal music. 13 And so one might speculate that Kant's materialism, as expounded by de Man, is not merely anti-aesthetic, but properly an- aesthetic, that is to say, it is nonart. 14
Althusser himself will hypothesize something similar in his celebra- tion of the late works of the Italian painter Leonardo Cremonini. Here, expounded at some length, is the crux of Althusser's position:
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40 Michael Sprinker
In order to "see" Cremonini, and above all to talk about what he makes visible, we have to abandon the categories of the aesthetics of consump- tion: the gaze we need is different from that of desire for or disgust with "objects" [Brecht's Fressen]. Indeed, his whole strength as a figurative painter lies in the fact that he does not just "paint" "objects" . . . , nor "places" . . . , nor "times" or "moments" . . . Cremonini "paints" the relations which bind the objects, places, and times. Cremonini is a painter of abstraction. Not an abstract painter, "painting" an absent, pure possibility in a new form and matter, but a painter of the abstract, "painting" in a sense we will have to define, real relations (as relations they are necessarily abstract) between "men" and their "things," or rather, to give the term its stronger sense, between "things" and their "men. " (LP 230; EPP 574-75)
It is now possible to revise slightly the formulation given earlier concerning the constitutive phenomenalization in works of art. Art cannot do without materialization--in Cremonini's case, not only the color and texture of the paint itself, but the forms in which that matter appears in the paintings, what Althusser refers to later on as the "verticals" and "circles" that dominate Cremonini's mature works. But the "matter" of art, in Kant's poetic Augenschein and in Cremoni- ni's painting of abstraction, has nothing to do with the phenomenal forms in which it is made to appear--for example, in both Kant and Cremonini, the figure of the mirror. Such forms as the human figures that continue to populate Cremonini's paintings are not ideological, or, better said, to see the figures he paints as representing humanity is to reproduce the ideological illusion par excellence, what Althusser calls "humanism. "
The point is made most sharply in Althusser's commentary on Cremonini's deformed faces:
Strictly speaking, the deformation to which Cremonini subjects his faces is a determinate deformation, in that it does not replace one identity with another on the same face, does not give the faces one particular "expression" (of the soul, the subject) instead of another: it takes all ex- pression away from them, and with it, the ideological function which that expression ensures in the complicities of the humanist ideology of art. . . . Cremonini's human faces are such that they cannot be seen, i. e. identified as bearers of the ideological function of the expression of sub- jects. (LP 238-39; EPP 582-83)
The similarity to de Man's lapidary summary at the end of "Kant's Ma- terialism" is too striking not to notice:
The language of the poets therefore in no way partakes of mimesis, reflection, or even perception, in the sense which would allow a link between sense experience and understanding, between perception and apperception. Realism [in Althusser's version, "the humanist ideology of art"] postulates a phenomenalism of experience which is here being denied or ignored. Kant's looking at the world just as one sees it ("wie man ihn sieht") is an absolute, radical formalism that entertains no notion of reference or semiosis. (AI 128)
"Pure aesthetic vision," which de Man locates in Kant's exposition of the sublime, fails precisely to connect intuition with concept; it is blind, devoid of sensuous content, mute, equivalent to what Hegel termed "blosses Lesen," which he associated with the practice of read- ing silently--a perfectly legitimate practice, but inimical to poetry as art. At the limit, aesthetic materialization has nothing to do with the concept of art as "the sensory manifestation of the idea. "15
POLITICS AND HISTORY
That said, it would be incorrect directly to equate de Man's conception of materiality in art with Althusser's. For de Man stops just here, where the most interesting question arises: to wit, what effects are to be achieved by this rigorously antihumanist aesthetic practice? De Man often asserted that the aesthetic and the political are inextricably bound up with each other, but he never, so far as I'm aware, made good on this insight by showing how works of art produce their politi- cal effects. 16
One surmises that this reticence was at least in part due to a certain conception of history, well articulated by Andrzej Warminski. Quoting de Man on the coercive power of tropes over thought, Warminski writes: "The mind is bound to do this, not on account of any subjective choice--it is bound to do it. It's a linguistic necessity, the ideology built 'into' language . . . it's what is bound to happen. And that's history. "17 History is that which was "bound to happen"; it is governed by struc- tures as invariant and ineluctable as those that command linguistic tropes. Small wonder that de Man would invest so little energy in devel- oping his intuitions concerning the political and ideological effects of art: rigorous examination of the linguistic features of literature would,
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42 Michael Sprinker
ex hypothesi, disclose the absolute limits imposed on action, limits that can only be ignored by further indulgence in ideological mystification. For Althusser, certainly, and one should add, for Marx as well (ca- nards about his so-called economic determinism notwithstanding), this strict insistence on historical necessity, on, as it were, the iron laws of the dialectic (to translate de Manian strictures into a familiar idiom), is anything but Marxist. On an Althusserian Marxist account, history is not the record of what "was bound to happen"; it is, rather, a series of contingent possibilities, what the early Althusser termed "over-
determined conjunctures. "
A single citation, among many that could be adduced in support of
this claim, underscores the point with great economy. It comes from a collection of interviews and letters dating from the late 1970s, when Althusser's grasp of the trajectory and the irreducible features of his project was probably surest. To the interviewer's query concerning the possibility of conceiving "another type of history," Althusser responds:
Yes, the German language presents us with another term: Geschichte, which does not designate a history completed at present, doubtless determined to a large extent by an already completed past, but only in part, since present, living history [l'histoire] is also open to an uncertain, unforeseen future, not yet completed and consequently aleatory. Living history only obeys a constant (not a law): the constant of class struggle. Marx did not employ the term "constant" that I borrowed from Le? vi- Strauss, but a genial expression: "tendential law," capable of inflecting (not contradicting) the primary tendential law, which means that a ten- dency does not possess the form or figure of a linear law, but that it can bifurcate under the effect of an encounter with another tendency and so forth to infinity. At each intersection, the tendency can take an unfore- seeable form, just because it is aleatory. 18
This is the very issue that Althusser tackles head-on at the end of the essay on Cremonini.
ART AS REVOLUTIONARY WEAPON
According to Althusser, Cremonini's "radical antihumanism" took him down the same road as
the great revolutionary, theoretical and political thinkers, the great mate- rialist thinkers who understood that the freedom of men is not achieved by the complacency of its ideological recognition [reconnaissance], but
by knowledge [connaissance] of the laws of their slavery, and that the "realization" of their concrete individuality is achieved by the analysis and mastery of the abstract relations which govern them. (LP 240-41; EPP 584; translation modified)
Althusser is unyielding (and currently rather unfashionable) on this point, as he had been in the "Letter on Art": art is on the side of knowledge, of science, not on the side of ideology, of which it gives a knowledge, however different in form from that which is given in sci- ence. On an Althusserian account, art provides a means by which to discover the true nature of the world, the structure of its social rela- tions, and the possibilities it holds for realizing human emancipation.
If this were the end of the matter, if materialist aesthetic practice were to be limited in its effects to this essentially critical function in re- lation to ideology, the charge Althusser offhandedly hurls at Brecht-- that "there is an aspect of the enlightener in Brecht, the theme of 'theater in a scientific age,' etc. " (EPP 553)--would double back on Althusser himself (although one should add that there are many worse fates than to be an enlightener). The couplet ideology/knowledge would in principle be immediately and permanently dissolved, for who would continue to subscribe to an ideology having attained a knowl- edge of it? But, as always, things are not so simple. 19
The specific relation that works of art establish with ideology is the subject of Althusser's final reflections in the Cremonini essay. If we say that this relation is akin to but distinct from that of the sciences (in- cluding politics), it is only to indicate the specificity, the unique materi- al modality of art. Art matters by virtue of the effects it produces, ef- fects manifested precisely in ideology. Here, one last time, is Althusser on the relationship between art and ideology:
Every work of art is born of a project both aesthetic and ideological. When it exists as a work of art it produces as a work of art (by the type of critique and knowledge it inaugurates with respect to the ideology it makes visible) an ideological effect. . . . like every other object, including instruments of production and knowledges, or even the corpus of the sciences, a work of art can become an element of the ideological, that is to say it can be inserted into the system of relations which constitute the ideological. . . . Perhaps one might even suggest the following proposi- tion, that as the specific function of the work of art is to make visible (donner a` voir), by establishing a distance from it, the reality of the ex- isting ideology (of any one of its forms), the work of art cannot fail to
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44 Michael Sprinker
exercise a directly ideological effect, that it therefore maintains far closer relations with ideology than any other object, and that it is not possible to think the work of art, in its specifically aesthetic existence, without taking account of this privileged relation with ideology, that is to say without taking account of its direct and inevitable ideological effect. (LP 241-42; EPP 585-86; translation modified)
Scandalously--but with complete consistency--Althusser insists that the ideological (and therefore the political) effectiveness of artworks derives from their aesthetic power, namely, from their production of an "internal distance" in relation to the ideology that they present. The presentation of ideology in art, as it were, estranges ideology from it- self, creating the possibility for, not only identification with or interpel- lation by the ideology presented, but a knowledge of it, a knowledge that the audience can then put to use in transforming the conditions that produced the ideology in the first place. Art's aesthetic power is the source of its pedagogical, scientific function. The key interlocutor, not mentioned by name here, is obviously Brecht.
Consider, for a moment, Brecht's career and posthumous fate. Forced into exile during the Nazi period, his postwar return to the German Democratic Republic saw him attain a transformative power over dramatic practice, in Germany and beyond, that had eluded him during the Weimar period. Not only were his plays performed around the globe, his dramaturgical writings exercised an influence so wide- ranging as to make him, arguably, one of the most significant figures in world literature during the 1950s and 1960s. 20 What one might call "the Brecht-effect" was among the most astonishing developments in postwar culture, not least because the political program he espoused could, during the Cold War, be so easily dismissed with the epithet "Stalinist. " Nor has this "Brecht-effect" remained unchanging, frozen in time as the singular model for revolutionary theater. In the post-Cold War era, books like John Fuegi's debunking biography and widespread attempts to "liberate" Brecht from the "burden" of his Marxism are only to be expected.
Yet there remain alternatives, many of them skillfully set forth by Fredric Jameson, whose brief for Brecht's contemporary relevance to Marxist politics is entirely salutary. 21 One that ought to be more fully explored is the very opposite of those aesthetic practices that have con- ventionally been termed Brechtian and are powerfully associated with Brecht's German disciples such as Heiner Mu? ller, in filmmaking with
the French nouvelle vague (Godard, Straub) and the German New Wave (Fassbinder in particular), and in British drama with Stoppard and Caryl Churchill, among others. Far from being revolutionary today, in the age of MTV, the Simpsons, and Beavis and Butthead, what was once alienating in Brechtian theater has become a staple of the culture of consumption. 22 In this ideological conjuncture, then, the truly Brechtian project may just be the reinvention of realism, in the theater certainly, but more importantly in film and video, the dominant media of late-capitalist culture. Not Quentin Tarentino or David Lynch, but Ken Loach and Mike Leigh--the latter are the authentic Brechtians of this moment, the ostensible conventionality of their films notwith- standing. 23 But that would be the subject for another paper, one in which the matter of art is more programmatically linked to the project of revolutionary politics. The latter is still very much on the agenda, however distant the horizon of its realization may seem just now.
NOTES
This essay is a substantially emended version of a paper delivered at the "Culture and Materiality" conference held at the University of California at Davis April 23-25, 1998. The original included lengthy exegeses of texts by Brecht, Althusser, and Benjamin that are of marginal interest in the present context of Paul de Man's later writings on aesthetics and ideology. To conform better to the occasion, I have omitted this other material and expanded the section that directly addresses de Man's writings.
1. Louis Althusser, "A Letter on Art in Reply to Andre? Daspre," in Lenin and Philosophy and Other Essays, trans. Ben Brewster (New York: Monthly Review Press, 1971), 222-23; hereafter, cited parenthetically as LP. The French original was first published in La Nouvelle Critique 175 (April 1966). I cite from the text as it appears in Louis Althusser, E? crits philosophiques et politiques, vol. 2 (Paris: Stock/IMEC, 1995), 561; hereafter, EPP.
I have occasionally modified the standard English translations of Althusser.
2. Stefano Rosso, "An Interview with Paul de Man," in Paul de Man, The Resistance to Theory (Minneapolis: University of Minnesota Press, 1986), 121.
3. Paul de Man, Aesthetic Ideology, ed. Andrzej Warminski (Minneapolis: University of Minnesota Press, 1996), 56; hereafter cited parenthetically as AI.
4. On Locke's (unsuccessful) attempt to discipline language and subject it to rational principles, to eliminate the abuses to which it is put in discourses of eloquence (namely, rhetoric), see de Man, "The Epistemology of Metaphor," in AI, 35- 42.
5. Paul de Man, The Resistance to Theory (Minneapolis: University of Minne- sota Press, 1986), 11; cited by Warminski in his Introduction to AI, 8.
6. Louis Althusser, "Ideology and Ideological State Apparatuses (Notes towards an Investigation)," in LP 162; in French, "Ide? ologie et appareils ide? ologiques
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46 Michael Sprinker
d'E? tat," in Sur la reproduction (Paris: Presses Universitaires de France, 1995), 296; hereafter SR.
7. The phrase "en sujets" is characteristically rendered "as subjects," but it might better be translated "into subjects," namely, into subjectivity. Ideology takes that which is not a subject (individuals) and subjectifies (or subjectivates) them, al- though it should be said that the ubiquity of ideology makes it impossible to con- ceive anything like a (nonideological) nonsubject; hence, Althusser's scandalous as- sertion that "individuals are always-already interpellated by ideology as subjects [en sujets], which necessarily leads us to one last proposition: individuals are always-already subjects" (LP 176; SR 306-7).
8. At least one other commentator on de Man has drawn a similar comparison between the Althusserian concept of ideology and de Man's account of tropes; see Andrzej Warminski's Introduction to Aesthetic Ideology, 9-12. Warminski takes up the relationship between de Man's extant texts and The German Ideology in his "Ending Up/Taking Back (with Two Postscripts on Paul de Man's Historical Materialism)," in Critical Encounters: Reference and Responsibility in Decon- structive Writing, ed. Cathy Caruth and Deborah Esch (New Brunswick, N. J. : Rutgers University Press, 1995), 11-41.
9. Cf. the following: "The point is that the neoclassical trust in the power of imi- tation to draw sharp and decisive borderlines between reality and imitation . . . depends in the last analysis, on an equally sharp ability to distinguish the work of art from reality. . . . The theoretical problem [of the aesthetic], however, has been dis- placed [between its original formulation by Schiller and its presentation in Kleist's apologue "U? ber das Marionettentheater"]: from the specular model of the text as imitation, we have moved on to the question of reading as the necessity to decide be- tween signified and referent, between violence on the stage and violence in the streets" (Paul de Man, "Aesthetic Formalization: Kleist's U? ber das Marionettentheater," in The Rhetoric of Romanticism [New York: Columbia University Press, 1984], 280).
10. Cf. de Man: "the political power of the aesthetic, the measure of its impact on reality, necessarily travels by way of its didactic manifestations. The politics of the state are the politics of education" (ibid. , 273)--a formulation that Plato would have heartily endorsed.
11. As de Man elsewhere observes: "Thus Kant would have forever ended the play of philosophy, let alone art, if the project of transcendental philosophy had succeeded in determining once and forever the limits of our faculties and of our freedom" (ibid. , 283). Notoriously, Kant's project was a failure, the principal evi- dence for which is the Critique of Judgment itself, the text to which de Man turns to disclose this other Kant.
12. In the discussion following her own presentation, Judith Butler contested this formulation, asserting that in this instance materialism for Kant (and presum- ably for de Man as well) was not a concept at all. That there could be something like a "materiality without materialism" (as Jacques Derrida perspicuously put it in his paper), I would not wish to deny. But to the extent that Kant is attempting in the passage cited to define a representational modality ("seeing as the poets do it") and thereby to make it available to the understanding, what he writes necessarily pos- sesses a conceptual dimension, or else it would not be readable at all. Materiality (that to which Kant refers or that which he posits) may not be conceptual, but a
theory (the mode of Kant's referring or positing) of the materiality of art, of seeing "as the poets do it," cannot do without concepts, empty or not. This is the same, ele- mentary, distinction insisted upon by Althusser between the "real-concrete" and the "concrete-in-thought"; see the latter's "On the Materialist Dialectic: On the Unevenness of Origins," in For Marx, trans. Ben Brewster (1969; rpt. London: NLB, 1977), 188-89.
13. Even famous limit cases like John Cage's performances of silence require the appearance of the composer/performer on stage sitting motionless for a certain number of minutes before the piano. The silence requires this minimal phenomenali- zation for the composition to be realized. The point is evident in the passage on the sublime from Kant's third Critique cited by de Man, but it is slightly obscured in de Man's translation. The standard English rendering discloses the necessity for even the most rigorously anti-aesthetic practice to exhibit itself in phenomenal form: "we must regard [the sublime], just as we see it [bloss wie man ihn sieht], as a dis- tant, all-embracing, vault. Only under such a representation can we ranage that sublimity which a pure aesthetical judgment ascribes to this object" (Immanuel Kant, Critique of Judgement, trans. J. H. Bernard [New York: Hafner, 1951], 110; quoted from Rodolphe Gasche? , The Wild Card of Reading: On Paul de Man [Cambridge: Harvard University Press, 1998], 101).
14. This is the burden of Gasche? 's exposition of de Man's theory of reading; see especially chapter 3, "Apathetic Formalism," in The Wild Card of Reading, 90-113. 15. Gasche? discusses de Man's anti-Hegelian, that is, anti-aesthetic, theory of reading in relation to the passage from Hegel's Aesthetics on silent reading in ibid. ,
115-16.
16. One of the anonymous referees who evaluated the present volume for the
University of Minnesota Press took my essay to task for "its old-fashioned com- paratist strategy," characterized by its "presentation of 'parallels' between the work of de Man and Louis Althusser," and for failing (in contrast to Ernesto Laclau's contribution) "to demonstrate how de Man can help us to read history and politics. " The reader also complained that my paper "lack[s a] conclusion" but "'concludes' with a discussion of Brecht that fully 'forgets' de Man. " I would have thought that the point of the pages that follow is clear: to contrast Althusser's ex- ploration of the political and ideological effects of artworks and to show how it cashes out de Man's provocative, but practically underdeveloped, assertions. That I have recourse to the example of Brecht to illustrate Althusserian theory is hardly fortuitous. I do not so much "forget" de Man as I suggest that his critique of aes- thetics culminates in a gesture toward art's politicality, rather than in any determi- nate politics of art. My aim is therefore quite different from that ascribed to Laclau's text: it is not "to demonstrate how de Man can help us to read history and politics," but rather, to examine the potential for and the limits of a political prac- tice of art. These are not, in my view, de Manian questions; hence, my turn away from de Man at the end.
17. Warminski, "Ending Up/Taking Back," 34.
18. Louis Althusser, Sur la philosophie (Paris: Gallimard, 1994), 45; my trans- lation. On the continuity between the early Althusserian concept of the overdeter- mined conjuncture and the later program to develop an "aleatory materialism," see Gregory Elliott, "Ghostlier Demarcations: On the Posthumous Edition of Althusser's
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Writings," Radical Philosophy 90 (July-August 1998): 27-28. That there may be a deeper theoretical affinity between Althusser and de Man connecting the former's "aleatory materialism" with what Gasche? identifies as de Man's object of defining the "absolutely singular," an affinity that would involve their respective commit- ments to nominalism (noted by Fredric Jameson in the case of de Man, and by Warren Montag in the case of Althusser), is a topic requiring detailed examination of the entire corpus of both thinkers. Such a project clearly exceeds the scope of the present occasion, which is devoted to a more restricted inquiry into the relation of aesthetics to ideology, and to the political effects of art.
19. Althusser explicitly rejects the Enlightenment concept of ideology in the ISAs; see LP 163-64.
20. The claim is argued more fully by Fredric Jameson in Brecht and Method (London and New York: Verso, 1998). See also, inter alia, Michael Patterson, "Brecht's Legacy," in The Cambridge Companion to Brecht, ed. Peter Thompson and Glendyr Sacks (Cambridge: Cambridge University Press, 1994), 273-87; and the essays by John Willett (on Brecht's reception in Britain), Bernard Dort (on Brecht in France), Karen Laughlin (on Brecht's assimilation by American feminist playwrights), Renate Mo? hrmann (on Brecht's influence on women's cinema in West Germany), and Thomas Elsaesser (on Brecht's incorporation by film theory and practice in France, Britain, and Germany), collected in Re-interpreting Brecht: His Influence on Contemporary Drama and Film, ed. Pia Kleber and Colin Visser (Cambridge: Cambridge University Press, 1990). A more specialized but highly in- formative study is George Lellis, Bertolt Brecht, Cahiers du Cine? ma, and Contem- porary Film Theory (Ann Arbor: UMI Research Press, 1982).
21. See Jameson, Brecht and Method, especially the two concluding sections, titled "Actuality" and "Historicity. "
22. See the concluding pages of Thomas Elsaesser's essay on Brecht and con- temporary film, cited in n. 20 above.
23. The Loach-Leigh connection is commonplace in accounts of contemporary British cinema; see, for example, Michael Coveney, The World according to Mike Leigh (London: HarperCollins, 1996), 13-14; and the introduction to Leigh's inter- view with Cineaste 20:3 (1994): 10-17. But just as quickly as the connection is as- serted, it is disavowed, or heavily qualified (not least by Leigh himself). Despite no- table differences in political affiliation, their shared commitment to realism as an aesthetic mode is of the utmost importance, as are each director's methods of preparing cast and narrative for production. Both practice that form which Fredric Jameson argues was Brecht's preferred vehicle for dramatic realization: the work- shop or master's class (see Brecht and Method).
Algebra and Allegory: Nonclassical Epistemology, Quantum Theory, and the Work of Paul de Man
Arkady Plotnitsky
The "nonclassical epistemology" of my title refers to the epistemology defined by a particular configuration, to be assembled in this essay, of the concepts of materiality, phenomenality, formalization, and singu- larity. These concepts would be naturally associated with de Man's work by his readers, as would be the concept of allegory, which is, I shall argue, correlative to the epistemology and the conceptual configu- ration in question. 1 The appeal to "algebra" is somewhat more eso- teric. It is, however, far from out of place, especially in the context of the question of formalization and given the relationships among de Man's work, nonclassical epistemology and quantum theory, which I shall also discuss here.
It would indeed be difficult to circumvent de Man's work in consid- ering these subjects or such figures as Kant, Kleist, and Shelley, to whom a significant portion of this essay will be devoted. 2 In particular, nonclassical epistemology has fundamental connections to aesthetic theory, beginning (at least) with Kant and Schiller, and to the practice of literature and art, such as of Kleist, Shelley, and other Romantic au- thors, or, as T. J. Clark's "Phenomenality and Materiality in Ce? zanne" (in this volume) suggests, that of Ce? zanne. These connections are cen- tral to de Man's later works, specifically Aesthetic Ideology, where Kant's third Critique, The Critique of Judgment, and aesthetics and (the critique of) aesthetic ideology, are given a special place. 3 The history of the particular aesthetic-ideological (mis)reading of the third Critique in question in his work is seen by de Man as beginning with and still gov- erned by Schiller's encounter with Kant. By contrast, the work of, espe- cially, Kleist and of some among his Romantic contemporaries appears
49
50 Arkady Plotnitsky
to mark for de Man the opening of a different aesthetic theory. This opening also leads to a very different type of reading of the third Critique (which may be closer to the spirit, or indeed the letter, of the work) by de Man and such authors as Jacques Derrida, Jean-Franc? ois Lyotard, Jean-Luc Nancy, and several others. This difference is, I argue, defined by the set of, in terms of this essay, nonclassical concepts-- in particular, "formalization," "materiality," "phenomenality," and "singularity"--to which I now turn. I begin with formalization and what I call radical or nonclassical formalization.
Paradoxically, or so it may appear, the radical character of radical formalization, and of its formal laws, is defined by the fact that they allow for, and indeed entail, that which is irreducibly unformalizable, irreducibly lawless; that is, whereas the "algebra" of any formalization may be seen as defined by a set of (specified or implicit) laws, here the configuration or ensemble of configurations of elements governed by these laws entails that which cannot be comprehended by these laws or by law in general, and furthermore, that which cannot be conceived by any means that are or even will ever be available to us. Accordingly, the irreducibly lawless in question is not something that is excluded from the domain or system governed by formalization, is not an ab- solute other of the system, but is instead irreducibly linked to it. 4 This is in part why radical formalization may appear paradoxical, and it does lead to an epistemology that, while technically free of contradic- tion, is complex and difficult (and, for some, impossible) to accept.
The particular version of radical formalization that I shall now in- troduce appears to be epistemologically the most radical yet available. But then it may also be the only available (or even possible) model of the configuration of the formalizable and unformalizable just defined. Accordingly, from this point on, by either radical or nonclassical for- malization I refer to this version. The complexities and implications of the concept are many and far-reaching. The configuration itself defin- ing it, or constituting the point of departure for it, is, however, simple to formulate: the representation of the "collective" may, in certain circumstances, be subject to formalization and law; that of the "in- dividual" is irreducibly nonformalizable and lawless; and the overall efficacity of both types of effects, formalizable and nonformalizable, is inaccessible by any conceivable means. 5
This formulation does not merely mean that formalization or law in this case does not apply in certain exceptional situations. Instead, every individual entity (element, case, event, and so forth) that belongs
to the law-governed ("organized") collectivities in question is in itself not subject to the law involved, or to law in general. More accurately, one should speak of what is "seen" (is phenomenal) or represented as such an entity or such a collectivity. The qualification is important to the relationships between "materiality" and "phenomenality" in non- classical epistemology. I shall consider these relationships in detail later. It may, however, be useful to offer a preliminary sketch here, be- ginning with this qualification.
Although law here does apply only at the level of certain collective, rather than individual, effects, both types of effects, lawful and law- less, are manifest, materially or phenomenally. Accordingly, when in- volved, material strata of such effects may, at least, be treated as avail- able to phenomenalization, representation, conceptualization, and so forth, for example, for the purposes of formalization. By contrast, the ultimate efficacity of these effects cannot, in principle, be so treated (even though, as will be seen, this efficacity may, at a certain level, be considered as material). In other words, this efficacity is irreducibly inaccessible not only to formalization and law--to "algebra"--but to any representation, phenomenalization, and so forth. Nor, ultimately, can we think of it in terms of any properties or qualities that, while in- accessible, would define it. It is irreducibly inaccessible by any means that are or, conceivably, will ever be available to us; any conception of it is, and may always be, impossible, ultimately even that of the impos- sibility of conceiving it. As will be seen, it would not be possible to ac- count for the coexistence of both types of effects (collectively lawful and individually lawless) in question otherwise. The presence of both types of effects is logically possible if and only if we cannot conceive of their efficacity at all: the peculiar character of the effects makes one infer the even more peculiar character of the efficacity. It follows that all conceivable terms are provisional, suspect, and ultimately inade- quate in describing this efficacity, including efficacity or ultimate, both quite prominent here. It is worth, however, registering more specifically some of the terms that need to be suspended.
First, although this efficacity manifests itself through the effects of both types, it cannot be thought of in terms of an underlying (hidden) governing wholeness, either indivisible or "atomic," so as to be corre- lated with manifest (lawless) effects, while subject to an underlying coherent architecture that is not manifest itself. Either type of under- standing would (classically) reduce the (nonclassical) "counterposition" of the manifest effects of collective lawfulness, on the one hand, and of
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individual lawlessness, on the other. This efficacity is neither single in governing all of its effects (individual and collective), nor multiple so as to allow one to assign an unambiguously separate efficacity to each lawless individual effect.
Second, an efficacity of that type cannot be seen in terms of inde- pendent properties, relations, or laws, which, while unavailable, would define a certain material entity that would exist in itself and by itself, while, in certain circumstances, giving rise to the (available) effects in question. Instead, it must be seen as reciprocal with and indeed indi- visible from its effects: it can never be, in practice and in principle, con- ceived as isolated, separate from them. Nor, however, can it be seen as fully "continuous" with these effects either. All individuality or, con- versely, collectivity in question appears (in either sense) only within the manifest strata of such indivisible configurations. These configura- tions, however, also contain the inaccessible strata that cannot be iso- lated and hence cannot appear, either as accessible or even as "inacces- sible. " It is irreducibly inaccessible and yet, indeed as a corollary, equally irreducibly indissociable from that (part of the overall configu- ration) which is accessible--is subject to phenomenal representation, conception, knowledge, and so forth. One might say that, while the in- accessible in question is indeed inaccessible absolutely, it cannot be seen as something that is the absolutely inaccessible. It follows that nonclassical epistemology does not imply that nothing exists that, in certain circumstances, gives rise to the effects in question. Instead the point is that this efficacity or the corresponding "materiality" (which also designates something that exists when we are not there to observe it) is inconceivable in any terms that are or perhaps will ever be avail- able to us. Naturally, "existence" or "nonexistence" are among these terms, along with the possibility or impossibility to "conceive" of it, or "possibility" or "impossibility," or "it" and "is," to begin with.
As will be seen, these conditions are the conditions of both quan- tum epistemology and allegory in de Man. It is true that de Man often associated allegory (or irony) with discontinuity (in earlier work in juxtaposition to the continuity of symbol). We may, however, more properly think of this relation as neither continuous nor discontinuous, or in terms of any conceivable combination of both concepts, or, again, in any given terms, as just outlined. De Man's emphasis on disconti- nuity of allegory appears strategically to point in this direction, away from the continuity of the symbol or of classical thought in general, for example, aesthetic ideology. Both continuity and discontinuity are re-
tained at the level of "effects," and the effects of discontinuity are in- deed more crucial to allegory (or irony).
In the circumstances in question, then, formalization and laws apply only to certain collectivities, but in general not to individual ele- ments composing such collectivities. (I am not saying that they fully describe the latter, since, as follows from the preceding discussion, how the "workings" of the efficacity just considered make lawless individu- al elements "conspire" to assemble into lawful collectivities is ulti- mately inconceivable. ) Accordingly, the (lawless) individual effects in question can no longer be seen as a part of a whole, so both are com- prehended by the same law, or by a correlated set of laws. This possi- bility defines classical systems and classical formalization, and I use the term classical accordingly. A classical formalization may and often must apply within nonclassical formalization. Within classical limits, however, nothing is, in principle, lawless, even though, in practice, laws may be difficult or, as concerns the ultimate laws, impossible to apply. In the latter case, an underlying lawfulness, however unknown or even unknowable, would be presupposed. By contrast, nonclassical, radical formalization not only figures as lawless the manifest individu- ality of certain effects involved, but rigorously suspends even the possi- bility of ascribing any structure, law-governed or not, or properties to the efficacity of all manifest effects, lawful or lawless.
Under these conditions, individuality becomes not only uniqueness but also singularity. Indeed, "singularity" may be defined by this prop- erty of manifest lawlessness in relation to a given law, or to law in general, perhaps especially when this property arises in a point-like, "singular," fashion--spatial or geometrical; algebraic or analytical (a "singular" point of a function or a "singular" solution of an equation in mathematics); temporal or historical; and so forth. To some degree, one might see the inaccessible efficacity of the singular (or indeed all) effects in question as itself "singular," as Rodolphe Gasche? appears to do in his reading of de Man in The Wild Card of Reading. 6 Historically, however, the term singularity has been associated with the (manifest) point-like configurations or with a relation to the inaccessible, and it is, I would argue, in de Man as well. In addition, the efficacity of such singular events in de Man is indivisible from its effects (in accordance with the analysis just given). Accordingly, it cannot be conceived of as an independent entity severed from them and, hence, as isolated from them either materially or phenomenologically, as the appeal to "singu- larity" in describing it might suggest. By contrast the singular effects in
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question can be isolated phenomenologically, although, in view of the same reciprocity, ultimately not materially or efficaciously. Indeed, they are phenomenologically defined by this "isolation" from their (ul- timate) history and (both materially and phenomenologically) from each other. 7
Given the features just outlined, however, nonclassical formaliza- tion and nonclassical epistemology are indeed singularly radical episte- mologically or, as the case may be, antiepistemologically, as well as anti- ontologically. The view just outlined equally disallows any ultimate ontology and any ultimate epistemology--any possibility of knowing or conceiving how that which is at stake in it is ultimately structured, or is ultimately possible. For example, it would not be possible to pre- dict which information will become available at a later point. Hence, unknowability is not certain either, any more than knowability, except, again, at the ultimate (efficacious) level, where the unknowable be- comes irreducible. At this ultimate level, we may adopt Gasche? 's for- mulation, "any [ultimate] knowledge, even that of the impossibility of knowledge, is . . . [indeed] strictly prohibited" (The Wild Card of Reading 182)--but only at this level, hence I insert "ultimate" here. One would be reluctant to say, especially in the context of de Man's work, that nonclassical epistemology disallows materiality, although at the ultimate level no given concept of matter can apply any more than any other concept. One might say instead that one needs the kind of conceptual architecture here discussed in order to argue for the ne- cessity of a certain form of "materiality," in particular as "materiality" without an ultimate epistemology and an ultimate ontology. 8 De Man specifically associates this radical materiality with both Nietzsche and Derrida (161-62), and earlier Kant and Hegel, although such thinkers as Bataille, Blanchot, and Lacan are pertinent here. De Man also as- sociates this materiality with the "textuality" of Kant's and, by im- plication, other radical texts. He speaks of "the simultaneous [with idealism] activity, in his [Kant's] text, of a materialism much more radical than what can be conveyed by such terms as 'realism' or 'em- piricism'" (AI 121). I shall return to de Man's understanding of textu- ality later.
The qualifier "ultimate," which recurs throughout this essay, is cru- cial. For it is not that no account or knowledge is possible, which is not an uncommon misunderstanding of nonclassical theories, specifically de Man's or certain interpretations (such as that here considered) of quantum mechanics. On the contrary, rigorous and comprehensive ac-
counts of the situations in question only become possible once the epis- temological circumstances in question are themselves taken into ac- count. Specifically, at the level of "effects," classical ontology, episte- mology, and phenomenology become possible and necessary.
