This is a common
misunderstanding
of the theory - a distressing (and, with hindsight, foreseeable) misunderstanding.
Richard-Dawkins-God-Delusion
If the native wants the cargo, then he too must do these things.
It is striking that similar cargo cults sprang up independently on islands that were widely separated both geographically and culturally. David Attenborough tells us that
Anthropologists have noted two separate outbreaks in New Caledonia, four in the Solomons, four in Fiji, seven in the New Hebrides, and over fifty in New Guinea, most of them being quite independent and unconnected with one another. The majority of these religions claim that one particular messiah will bring the cargo when the day of the apocalypse arrives.
The independent flowering of so many independent but similar cults suggests some unifying features of human psychology in general.
One famous cult on the island of Tanna in the New Hebrides (known as Vanuatu since 1980) is still extant. It is centred on a messianic figure called John Frum. References to John Frum in official government records go back only as far as 1940 but, even for so recent a myth, it is not known for certain whether he ever existed as a real man. One legend described him as a little man with a high-pitched voice and bleached hair, wearing a coat with shining buttons. He made strange prophecies, and he went out of his way to turn the people against the missionaries. Eventually he returned to the ancestors, after promising a triumphal second coming, bear- ing bountiful cargo. His apocalyptic vision included a 'great
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cataclysm; the mountains would fall flat and the valleys would be filled;* old people would regain their youth and sickness would vanish; the white people would be expelled from the island never to return; and cargo would arrive in great quantity so that everybody would have as much as he wanted'.
Most worryingly for the government, John Frum also prophesied that, on his second coming, he would bring a new coinage, stamped with the image of a coconut. The people must therefore get rid of all their money of the white man's currency. In 1941 this led to a wild spending spree; the people stopped working and the island's economy was seriously damaged. The colonial administrators arrested the ringleaders but nothing that they could do would kill the cult, and the mission churches and schools became deserted.
A little later, a new doctrine grew up that John Frum was King of America. Providentially, American troops arrived in the New Hebrides around this time and, wonder of wonders, they included black men who were not poor like the islanders but
as richly endowed with cargo as the white soldiers. Wild excitement overwhelmed Tanna. The day of the apocalypse was imminent. It seemed that everyone was preparing for the arrival of John Frum. One of the leaders said that John Frum would be coming from America by aeroplane and hundreds of men began to clear the bush in the centre of the island so that the plane might have an airstrip on which to land.
The airstrip had a bamboo control tower with 'air traffic controllers' wearing dummy headphones made of wood. There were dummy planes on the 'runway' to act as decoys, designed to lure down John Frum's plane.
In the 1950s, the young David Attenborough sailed to Tanna with a cameraman, Geoffrey Mulligan, to investigate the cult of John Frum. They found plenty of evidence of the religion and were eventually introduced to its high priest, a man called Nambas.
* Compare Isaiah 40: 4: 'Every valley shall be exalted, and every mountain and hill shall be made low. ' This similarity doesn't necessarily indicate any fundamen- tal feature of the human psyche, or Jungian 'collective unconscious'. These islands had long been infested with missionaries.
T HE R O O T S O F R E L J G 1 O N 205
Nambas referred to his messiah familiarly as John, and claimed to speak regularly to him, by 'radio'. This ('radio belong John') con- sisted of an old woman with an electric wire around her waist who would fall into a trance and talk gibberish, which Nambas inter- preted as the words of John Frum. Nambas claimed to have known in advance that Attenborough was coming to see him, because John Frum had told him on the 'radio'. Attenborough asked to see the 'radio' but was (understandably) refused. He changed the subject and asked whether Nambas had seen John Frum:
Nambas nodded vigorously. 'Me see him plenty time. ' 'What does he look like? '
Nambas jabbed his finger at me. "E look like you. 'E
got white face. 'E tall man. 'E live 'long South America. '
This detail contradicts the legend referred to above that John Frum was a short man. Such is the way with evolving legends.
It is believed that the day of John Frum's return will be 15 February, but the year is unknown. Every year on 15 February his followers assemble for a religious ceremony to welcome him. So far he has not returned, but they are not downhearted. David Attenborough said to one cult devotee, called Sam:
'But, Sam, it is nineteen years since John say that the cargo will come. He promise and he promise, but still the cargo does not come. Isn't nineteen years a long time to wait? '
Sam lifted his eyes from the ground and looked at me. 'If you can wait two thousand years for Jesus Christ to come an' 'e no come, then I can wait more than nineteen years for John. '
Robert Buckman's book Can We Be Good without God? quotes the same admirable retort by a John Frum disciple, this time to a Canadian journalist some forty years after David Attenborough's encounter.
The Queen and Prince Philip visited the area in 1974, and the Prince subsequently became deified in a rerun of a John-Frum-type cult (once again, note how rapidly the details in religious evolution
206 T H E G O D D E L U S I O N
can change). The Prince is a handsome man who would have cut an imposing figure in his white naval uniform and plumed helmet, and it is perhaps not surprising that he, rather than the Queen, was elevated in this way, quite apart from the fact that the culture of the islanders made it difficult for them to accept a female deity.
I don't want to make too much of the cargo cults of the South Pacific. But they do provide a fascinating contemporary model for the way religions spring up from almost nothing. In particular, they suggest four lessons about the origin of religions generally, and I'll set them out briefly here. First is the amazing speed with which a cult can spring up. Second is the speed with which the origination process covers its tracks. John Frum, if he existed at all, did so within living memory. Yet, even for so recent a possibility, it is not certain whether he lived at all. The third lesson springs from the independent emergence of similar cults on different islands. The systematic study of these similarities can tell us something about human psychology and its susceptibility to religion. Fourth, the cargo cults are similar, not just to each other but to older religions. Christianity and other ancient religions that have spread worldwide presumably began as local cults like that of John Frum. Indeed, scholars such as Geza Vermes, Professor of Jewish Studies at Oxford University, have suggested that Jesus was one of many such charismatic figures who emerged in Palestine around his time, sur- rounded by similar legends. Most of those cults died away. The one that survived, on this view, is the one that we encounter today. And, as the centuries go by, it has been honed by further evolution (memetic selection, if you like that way of putting it; not if you don't) into the sophisticated system - or rather diverging sets of descendant systems - that dominate large parts of the world today. The deaths of charismatic modern figures such as Haile Selassie, Elvis Presley and Princess Diana offer other opportunities to study the rapid rise of cults and their subsequent memetic evolution.
That is all I want to say about the roots of religion itself, apart from a brief reprise in Chapter 10 when I discuss the 'imaginary friend' phenomenon of childhood under the heading of the psycho- logical 'needs' that religion fulfils.
Morality is often thought to have its roots in religion, and in the next chapter I want to question this view. I shall argue that the
T H E R O O T S O F R E L 1 G I O N 207
origin of morality can itself be the subject of a Darwinian question. Just as we asked: What is the Darwinian survival value of religion? , so we can ask the same question of morality. Morality, indeed, probably predated religion. Just as with religion we drew back from the question and rephrased it, so with morality we shall find that it is best seen as a by-product of something else.
CHAPTER 6 The roots of morality: why are we good?
Strange is our situation here on Earth. Each of us comes for a short visit, not knowing why, yet sometimes seeming to divine a purpose. From the standpoint of daily life, however, there is one thing we do know: that man is here for the sake of other men - above all for those upon whose smiles and well-being our own happiness depends.
ALBERT EINSTEIN
THE ROOTS OF MORALITY: WHY ARE WE GOOD? 211
Many religious people find it hard to imagine how, without religion, one can be good, or would even want to be good. I shall discuss such questions in this chapter. But the doubts go further, and drive some religious people to paroxysms of hatred against those who don't share their faith. This is important, because moral considerations lie hidden behind religious attitudes to other topics that have no real link with morality. A great deal of the opposition to the teaching of evolution has no connection with evolution itself, or with anything scientific, but is spurred on by moral outrage. This ranges from the naive 'If you teach children that they evolved from monkeys, then they will act like monkeys' to the more sophisticated underlying motivation for the whole 'wedge' strategy of 'intelligent design', as it is mercilessly laid bare by Barbara Forrest and Paul Gross in Creationism's Trojan Horse: The Wedge of Intelligent
Design.
I receive a large number of letters from readers of my books,* most of them enthusiastically friendly, some of them helpfully crit- ical, a few nasty or even vicious. And the nastiest of all, I am sorry to report, are almost invariably motivated by religion. Such unchristian abuse is commonly experienced by those who are per- ceived as enemies of Christianity. Here, for example is a letter, posted on the Internet and addressed to Brian Flemming, author and director of The God Who Wasn't There,S6 a sincere and mov- ing film advocating atheism. Titled 'Burn while we laugh' and dated 21 December 2005, the letter to Flemming reads as follows:
You've definitely got some nerve. I'd love to take a knife, gut you fools, and scream with joy as your insides spill out in front of you. You are attempting to ignite a holy war in which some day I, and others like me, may have the pleasure of taking action like the above mentioned.
The writer at this point seems to come to a belated recognition that his language is not very Christian, for he goes on, more charitably:
However, GOD teaches us not to seek vengeance, but to pray for those like you all.
* More than I can hope adequately to reply to, for which I apologize.
212 THE GOD DELUSIGN
His charity is short-lived, however:
I'll get comfort in knowing that the punishment GOD will bring to you will be 1000 times worse than anything I can inflict. The best part is that you WILL suffer for eternity for these sins that you're completely ignorant about. The Wrath of GOD will show no mercy. For your sake, I hope the truth is revealed to you before the knife connects with your flesh. Merry CHRISTMAS! ! !
PS You people really don't have a clue as to what is in store for you . . . I thank GOD I'm not you.
I find it genuinely puzzling that a mere difference of theological opinion can generate such venom. Here's a sample (original spelling preserved) from the postbag of the Editor of the magazine Freethought Today, published by the Freedom from Religion Foundation (FFRF), which campaigns peacefully against the under- mining of the constitutional separation of church and state:
Hello, cheese-eating scumbags. Their are way more of us Christians than you losers. Their is NO separation of church and state and you heathens will lose . . .
What is it with cheese? American friends have suggested to me a connection with the notoriously liberal state of Wisconsin - home of the FFRF and centre of the dairy industry - but surely there must be more to it than that? And how about those French 'cheese-eating surrender-monkeys'? What is the semiotic iconography of cheese? To continue:
Satan worshiping scum . . . Please die and go to hell . . . I hope you get a painful disease like rectal cancer and die a slow painful death, so you can meet your God, SATAN . . . Hey dude this freedom from religion thing sux . . . So you fags and dykes take it easy and watch where you go cuz whenever you least expect it god will get you . . . If you don't like this country and what it was founded on &C for, get the fuck out of it and go straight to hell . . .
? T H E R O O T S OF M O R A L ! T Y ; W H Y A R E WE G O O D ? 213
PS Fuck you, you comunist whore . . . Get your black asses out of the U. S. A. . . . You are without excuse. Creation is more than enough evidence of the LORD JESUS CHRIST'S omnipotent power.
Why not Allah's omnipotent power? Or Lord Brahma's? Or even Y ahweh's?
We will not go quietly away. If in the future that requires violence just remember you brought it on. My rifle is loaded.
Why, I can't help wondering, is God thought to need such ferocious defence? One might have supposed him amply capable of looking after himself. Bear in mind, through all this, that the Editor being abused and threatened so viciously is a gentle and charming young woman.
Perhaps because I don't live in America, most of my hate mail is not quite in the same league, but nor does it display to advantage the charity for which the founder of Christianity was notable. The following, dated May 2005, from a British medical doctor, while it is certainly hateful, strikes me as more tormented than nasty, and reveals how the whole issue of morality is a deep wellspring of hostility towards atheism. After some preliminary paragraphs excoriating evolution (and sarcastically asking whether a 'Negro' is 'still in the process of evolving'), insulting Darwin personally, misquoting Huxley as an anti-evolutionist, and encouraging me to read a book (I have read it) which argues that the world is only eight thousand years old (can he really be a doctor? ) he concludes:
Your own books, your prestige in Oxford, everything you love in life, and have ever achieved, are an exercise in total futility . . . Camus' question-challenge becomes inescapable: Why don't we all commit suicide? Indeed, your world view has that sort of effect on students and many others . . . that we all evolved by blind chance, from nothing, and return to nothing. Even if religion were not
214
T H E G O D D E I. U S I O N
true, it is better, much, much better, to believe a noble myth, like Plato's, if it leads to peace of mind while we live. But your world view leads to anxiety, drug addiction, violence, nihilism, hedonism, Frankenstein science, and hell on earth, and World War III. . . I wonder how happy you are in your personal relationships? Divorced? Widowed? Gay? Those like you are never happy, or they would not try so hard to prove there is no happiness nor meaning in anything.
The sentiment of this letter, if not its tone, is typical of many. Darwinism, this person believes, is inherently nihilistic, teaching that we evolved by blind chance (for the umpteenth time, natural selection is the very opposite of a chance process) and are annihilated when we die. As a direct consequence of such alleged negativity, all manner of evils follow. Presumably he didn't really mean to suggest that widowhood could follow directly from my Darwinism, but his letter, by this point, had reached that level of frenzied malevolence which I repeatedly recognize among my Christian correspondents. I have devoted a whole book (Unweaving the Rainbow) to ultimate meaning, to the poetry of science, and to rebutting, specifically and at length, the charge of nihilistic negativity, so I shall restrain myself here. This chapter is about evil, and its opposite, good; about morality: where it comes from, why we should embrace it, and whether we need religion to do so.
DOES OUR MORAL SENSE HAVE A DARWINIAN ORIGIN?
Several books, including Robert Hinde's Why Good is Good, Michael Shermer's The Science of Good and Evil, Robert Buckman's Can We Be Good Without God? , and Marc Hauser's Moral Minds, have argued that our sense of right and wrong can be derived from our Darwinian past. This section is my own version of the argument.
THH ROOTS OF MORALI TY: WHY ARE WE GOOD? 215
On the face of it, the Darwinian idea that evolution is driven by natural selection seems ill-suited to explain such goodness as we possess, or our feelings of morality, decency, empathy and pity. Natural selection can easily explain hunger, fear and sexual lust, all of which straightforwardly contribute to our survival or the preservation of our genes. But what about the wrenching com- passion we feel when we see an orphaned child weeping, an old widow in despair from loneliness, or an animal whimpering in pain? What gives us the powerful urge to send an anonymous gift of money or clothes to tsunami victims on the other side of the world whom we shall never meet, and who are highly unlikely to return the favour? Where does the Good Samaritan in us come from? Isn't goodness incompatible with the theory of the 'selfish
gene'? No.
This is a common misunderstanding of the theory - a distressing (and, with hindsight, foreseeable) misunderstanding. * It is necessary to put the stress on the right word. The selfish gene is the correct emphasis, for it makes the contrast with the selfish organism, say, or the selfish species. Let me explain.
The logic of Darwinism concludes that the unit in the hierarchy of life which survives and passes through the filter of natural selection will tend to be selfish. The units that survive in the world will be the ones that succeeded in surviving at the expense of their rivals at their own level in the hierarchy. That, precisely, is what selfish means in this context. The question is, what is the level of the action? The whole idea of the selfish gene, with the stress properly applied to the last word, is that the unit of natural selection (i. e. the unit of self-interest) is not the selfish organism, nor the selfish group or selfish species or selfish ecosystem, but the selfish gene. It is the gene that, in the form of information, either survives for many generations or does not. Unlike the gene (and arguably the meme), the organism, the group and the species are not the right kind of entity to serve as a unit in this sense, because
* I was mortified to read in the Guardian ('Animal Instincts', 27 May 2006) that The Selfish Gene is the favourite book of Jeff Skilling, CEO of the infamous Enron Corporation, and that he derived inspiration of a Social Darwinist character from it. The Guardian journalist Richard Conniff gives a good explanation of the mis- understanding: http://money. guardian. co. uk/workweekly/story/0,,1783900,00. html. I have tried to forestall similar misunderstandings in my new preface to the thirtieth- anniversary edition of The Selfish Gene, just brought out by Oxford University Press.
216 THE GO D D E I. U S I O N
they do not make exact copies of themselves, and do not compete in a pool of such self-replicating entities. That is precisely what genes do, and that is the - essentially logical - justification for singling the gene out as the unit of 'selfishness' in the special Darwinian sense of selfish.
The most obvious way in which genes ensure their own 'selfish' survival relative to other genes is by programming individual organisms to be selfish. There are indeed many circumstances in which survival of the individual organism will favour the survival of the genes that ride inside it. But different circumstances favour different tactics. There are circumstances - not particularly rare - in which genes ensure their own selfish survival by influencing organisms to behave altruistically. Those circumstances are now fairly well understood and they fall into two main categories. A gene that programs individual organisms to favour their genetic kin is statistically likely to benefit copies of itself. Such a gene's frequency can increase in the gene pool to the point where kin altruism becomes the norm. Being good to one's own children is the obvious example, but it is not the only one. Bees, wasps, ants, termites and, to a lesser extent, certain vertebrates such as naked mole rats, meerkats and acorn woodpeckers, have evolved societies in which elder siblings care for younger siblings (with whom they are likely to share the genes for doing the caring). In general, as my late colleague W. D. Hamilton showed, animals tend to care for, defend, share resources with, warn of danger, or otherwise show altruism towards close kin because of the statistical likelihood that kin will share copies of the same genes.
The other main type of altruism for which we have a well- worked-out Darwinian rationale is reciprocal altruism ('You scratch my back and I'll scratch yours'). This theory, first intro- duced to evolutionary biology by Robert Trivers and often expressed in the mathematical language of game theory, does not depend upon shared genes. Indeed, it works just as well, probably even better, between members of widely different species, when it is often called symbiosis. The principle is the basis of all trade and barter in humans too. The hunter needs a spear and the smith wants meat. The asymmetry brokers a deal. The bee needs nectar and the flower needs pollinating. Flowers can't fly so they pay bees,
T H K R O O "I S O !
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M O R A M T Y : W H Y A R E \ V I : G O ( ) D ? 2 1 7
in the currency of nectar, for the hire of their wings. Birds called honeyguides can find bees' nests but can't break into them. Honey badgers (ratels) can break into bees' nests, but lack wings with which to search for them. Honeyguides lead ratels (and sometimes men) to honey by a special enticing flight, used for no other purpose. Both sides benefit from the transaction. A crock of gold may lie under a large stone, too heavy for its discoverer to move. He enlists the help of others even though he then has to share the gold, because without their help he would get none. The living kingdoms are rich in such mutualistic relationships: buffaloes and oxpeckers, red tubular flowers and hummingbirds, groupers and cleaner wrasses, cows and their gut micro-organisms. Reciprocal altruism works because of asymmetries in needs and in capacities to
meet them. That is why it works especially well between different species: the asymmetries are greater.
In humans, IOUs and money are devices that permit delays in the transactions. The parties to the trade don't hand over the goods simultaneously but can hold a debt over to the future, or even trade the debt on to others. As far as I know, no non-human animals in the wild have any direct equivalent of money. But memory of individual identity plays the same role more informally. Vampire bats learn which other individuals of their social group can be relied upon to pay their debts (in regurgitated blood) and which individuals cheat. Natural selection favours genes that predispose individuals, in relationships of asymmetric need and opportunity, to give when they can, and to solicit giving when they can't. It also favours tendencies to remember obligations, bear grudges, police exchange relationships and punish cheats who take, but don't give
when their turn comes.
For there will always be cheats, and stable solutions to the game-
theoretic conundrums of reciprocal altruism always involve an element of punishment of cheats. Mathematical theory allows two broad classes of stable solution to 'games' of this kind. 'Always be nasty' is stable in that, if everybody else is doing it, a single nice individual cannot do better. But there is another strategy which is also stable. ('Stable' means that, once it exceeds a critical frequency in the population, no alternative does better. ) This is the strategy, 'Start out being nice, and give others the benefit of the doubt. Then
218 T H E Ci O D I) E I. U S I O N
repay good deeds with good, but avenge bad deeds. ' In game theory language, this strategy (or family of related strategies) goes under various names, including Tit-for-Tat, Retaliator and Reciprocator. It is evolutionarily stable under some conditions in the sense that, given a population dominated by reciprocators, no single nasty individual, and no single unconditionally nice individual, will do better. There are other, more complicated variants of Tit-for-Tat which can in some circumstances do better.
I have mentioned kinship and reciprocation as the twin pillars of altruism in a Darwinian world, but there are secondary structures which rest atop those main pillars. Especially in human society, with language and gossip, reputation is important. One individual may have a reputation for kindness and generosity. Another individual may have a reputation for unreliability, for cheating and reneging on deals. Another may have a reputation for generosity when trust has been built up, but for ruthless punishment of cheat- ing. The unadorned theory of reciprocal altruism expects animals of any species to base their behaviour upon unconscious responsiveness to such traits in their fellows. In human societies we add the power of language to spread reputations, usually in the form of gossip. You don't need to have suffered personally from X's failure to buy his round at the pub. You hear 'on the grapevine' that X is a tightwad, or - to add an ironic complication to the example - that Y is a terrible gossip. Reputation is important, and biologists can acknowledge a Darwinian survival value in not just being a good reciprocator but fostering a reputation as a good reciprocator too. Matt Ridley's The Origins of Virtue, as well as being a lucid account of the whole field of Darwinian morality, is especially good on reputation. *
The Norwegian economist Thorstein Veblen and, in a rather different way, the Israeli zoologist Amotz Zahavi have added a further fascinating idea. Altruistic giving may be an advertisement of dominance or superiority. Anthropologists know it as the Potlatch Effect, named after the custom whereby rival chieftains of
* Reputation is not confined to humans. It has recently been shown to apply to one of the classic cases of reciprocal altruism in animals, the symbiotic relation- ship between small cleaner fish and their large fish clients. In an ingenious experiment, individual cleaner wrasse, Labroides dimidiatus, that had been observed by a would-be client to be diligent cleaners were more likely to be cho- sen by the client than rival Labroides that had been observed neglecting to clean. See R. Bshary and A. S. Grutter, 'Image scoring and cooperation in a cleaner fish mutualism', Nature 441, 22 June 2006, 975-8.
THF, ROOTS OF MORALI TY: WHY ARE WE GOOD? 219
Pacific north-west tribes vie with each other in duels of ruinously generous feasts. In extreme cases, bouts of retaliatory entertaining continue until one side is reduced to penury, leaving the winner not much better off. Veblen's concept of 'conspicuous consumption' strikes a chord with many observers of the modern scene. Zahavi's contribution, unregarded by biologists for many years until vindicated by brilliant mathematical models from the theorist Alan Grafen, has been to provide an evolutionary version of the potlatch idea. Zahavi studies Arabian babblers, little brown birds who live in social groups and breed co-operatively. Like many small birds, babblers give warning cries, and they also donate food to each other. A standard Darwinian investigation of such altruistic acts would look, first, for reciprocation and kinship relationships
among the birds. When a babbler feeds a companion, is it in the expectation of being fed at a later date? Or is the recipient of the favour a close genetic relative? Zahavi's interpretation is radically unexpected. Dominant babblers assert their dominance by feeding subordinates. To use the sort of anthropomorphic language Zahavi delights in, the dominant bird is saying the equivalent of, 'Look how superior I am to you, I can afford to give you food. ' Or 'Look how superior I am, I can afford to make myself vulnerable to hawks by sitting on a high branch, acting as a sentinel to warn the rest of the flock feeding on the ground. ' The observations of Zahavi and his colleagues suggest that babblers actively compete for the dangerous role of sentinel. And when a subordinate babbler attempts to offer food to a dominant individual, the apparent generosity is violently rebuffed. The essence of Zahavi's idea is that advertisements of superiority are authenticated by their cost. Only a genuinely superior individual can afford to advertise the fact by means of a costly gift. Individuals buy success, for example in attracting mates, through costly demonstrations of superiority, including ostentatious generosity and public-spirited risk-taking.
We now have four good Darwinian reasons for individuals to be altruistic, generous or 'moral' towards each other. First, there is the special case of genetic kinship. Second, there is reciprocation: the repayment of favours given, and the giving of favours in 'anticipation' of payback. Following on from this there is, third, the Darwinian benefit of acquiring a reputation for generosity and
220 i H r o o i> i) hi (i s i o N
kindness. And fourth, if Zahavi is right, there is the particular additional benefit of conspicuous generosity as a way of buying unfakeably authentic advertising.
Through most of our prehistory, humans lived under conditions that would have strongly favoured the evolution of all four kinds of altruism. We lived in villages, or earlier in discrete roving bands like baboons, partially isolated from neighbouring bands or villages. Most of your fellow band members would have been kin, more closely related to you than members of other bands - plenty of opportunities for kin altruism to evolve. And, whether kin or not, you would tend to meet the same individuals again and again throughout your life - ideal conditions for the evolution of reciprocal altruism. Those are also the ideal conditions for building a reputation for altruism, and the very same ideal conditions for advertising conspicuous generosity. By any or all of the four routes, genetic tendencies towards altruism would have been favoured in early humans. It is easy to see why our prehistoric ancestors would have been good to their own in-group but bad - to the point of xenophobia - towards other groups. But why - now that most of us live in big cities where we are no longer surrounded by kin, and where every day we meet individuals whom we are never going to meet again -- why are we still so good to each other, even some- times to others who might be thought to belong to an out-group?
It is important not to mis-state the reach of natural selection. Selection does not favour the evolution of a cognitive awareness of what is good for your genes. That awareness had to wait for the twentieth century to reach a cognitive level, and even now full understanding is confined to a minority of scientific specialists. What natural selection favours is rules of thumb, which work in practice to promote the genes that built them. Rules of thumb, by their nature, sometimes misfire. In a bird's brain, the rule 'Look after small squawking things in your nest, and drop food into their red gapes' typically has the effect of preserving the genes that built the rule, because the squawking, gaping objects in an adult bird's nest are normally its own offspring. The rule misfires if another baby bird somehow gets into the nest, a circumstance that is positively engineered by cuckoos. Could it be that our Good Samaritan urges are misfirings, analogous to the misfiring of a reed
\ I i ' ) K A I I M : \ V 1 ! \ A i d S I t , t ' ' i i i ) '? 221
warbler's parental instincts when it works itself to the bone for a young cuckoo? An even closer analogy is the human urge to adopt a child. I must rush to add that 'misfiring' is intended only in a strictly Darwinian sense. It carries no suggestion of the pejorative.
The 'mistake' or 'by-product' idea, which I am espousing, works like this. Natural selection, in ancestral times when we lived in small and stable bands like baboons, programmed into our brains altruistic urges, alongside sexual urges, hunger urges, xenophobic urges and so on. An intelligent couple can read their Darwin and know that the ultimate reason for their sexual urges is procreation. They know that the woman cannot conceive because she is on the pill. Yet they find that their sexual desire is in no way diminished by the knowledge. Sexual desire is sexual desire and its force, in an individual's psychology, is independent of the ultimate Darwinian pressure that drove it. It is a strong urge which exists independently of its ultimate rationale.
I am suggesting that the same is true of the urge to kindness - to altruism, to generosity, to empathy, to pity. In ancestral times, we had the opportunity to be altruistic only towards close kin and potential reciprocators. Nowadays that restriction is no longer there, but the rule of thumb persists. Why would it not? It is just like sexual desire. We can no more help ourselves feeling pity when we see a weeping unfortunate (who is unrelated and unable to reciprocate) than we can help ourselves feeling lust for a member of the opposite sex (who may be infertile or otherwise unable to reproduce). Both are misfirings, Darwinian mistakes: blessed, precious mistakes.
Do not, for one moment, think of such Darwinizing as demeaning or reductive of the noble emotions of compassion and generosity. Nor of sexual desire. Sexual desire, when channelled through the conduits of linguistic culture, emerges as great poetry and drama:
John Donne's love poems, say, or Romeo and Juliet. And of course the same thing happens with the misfired redirection of kin- and reciprocation-based compassion. Mercy to a debtor is, when seen out of context, as un-Darwinian as adopting someone else's child:
The quality of mercy is not strained.
It droppeth as the gentle rain from heaven Upon the place beneath.
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222 i11i <? ^1> I)I-'I. USIC>\
Sexual lust is the driving force behind a large proportion of human ambition and struggle, and much of it constitutes a mis- firing. There is no reason why the same should not be true of the lust to be generous and compassionate, if this is the misfired consequence of ancestral village life. The best way for natural selection to build in both kinds of lust in ancestral times was to install rules of thumb in the brain. Those rules still influence us today, even where circumstances make them inappropriate to their original functions.
Such rules of thumb influence us still, not in a Calvinistically deterministic way but filtered through the civilizing influences of literature and custom, law and tradition - and, of course, religion. Just as the primitive brain rule of sexual lust passes through the filter of civilization to emerge in the love scenes of Romeo and
Juliet, so primitive brain rules of us-versus-them vendetta emerge in the form of the running battles between Capulets and Montagues; while primitive brain rules of altruism and empathy end up in the misfiring that cheers us in the chastened reconciliation of Shakespeare's final scene.
A CASE STUDY IN THE ROOTS OF MORALITY
If our moral sense, like our sexual desire, is indeed rooted deep in our Darwinian past, predating religion, we should expect that research on the human mind would reveal some moral universals, crossing geographical and cultural barriers, and also, crucially, religious barriers. The Harvard biologist Marc Hauser, in his book Moral Minds: How Nature Designed our Universal Sense of Right and Wrong, has enlarged upon a fruitful line of thought experiments originally suggested by moral philosophers. Hauser's study will serve the additional purpose of introducing the way moral philosophers think. A hypothetical moral dilemma is posed, and the difficulty we experience in answering it tells us something about our sense of right and wrong. Where Hauser goes beyond the philosophers is that he actually does statistical surveys and psycho- logical experiments, using questionnaires on the Internet, for
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example, to investigate the moral sense of real people. From the present point of view, the interesting thing is that most people come to the same decisions when faced with these dilemmas, and their agreement over the decisions themselves is stronger than their ability to articulate their reasons. This is what we should expect if we have a moral sense which is built into our brains, like our sexual instinct or our fear of heights or, as Hauser himself prefers to say, like our capacity for language (the details vary from culture to culture, but the underlying deep structure of grammar is universal). As we shall see, the way people respond to these moral tests, and their inability to articulate their reasons, seems largely independent of their religious beliefs or lack of them. The message of Hauser's book, to anticipate it in his own words, is this: 'Driving our moral judgments is a universal moral grammar, a faculty of the mind that evolved over millions of years to include a set of principles for building a range of possible moral systems. As with language, the principles that make up our moral grammar fly beneath the radar of our awareness. '
Typical of Hauser's moral dilemmas are variations on the theme of a runaway truck or 'trolley' on a railway line which threatens to kill a number of people. The simplest story imagines a person, Denise, standing by a set of points and in a position to divert the trolley onto a siding, thereby saving the lives of five people trapped on the main line ahead. Unfortunately there is a man trapped on the siding. But since he is only one, outnumbered by the five people trapped on the main track, most people agree that it is morally permissible, if not obligatory, for Denise to throw the switch and save the five by killing the one. We ignore hypothetical possibilities such as that the one man on the siding might be Beethoven, or a close friend.
Elaborations of the thought experiment present a series of increasingly teasing moral conundrums. What if the trolley can be stopped by dropping a large weight in its path from a bridge over- head? That's easy: obviously we must drop the weight. But what if the only large weight available is a very fat man sitting on the bridge, admiring the sunset? Almost everybody agrees that it is immoral to push the fat man off the bridge, even though, from one point of view, the dilemma might seem parallel to Denise's, where
224 iill <ioi> r-iii:sio. \
throwing the switch kills one to save five. Most of us have a strong intuition that there is a crucial difference between the two cases, though we may not be able to articulate what it is.
Pushing the fat man off the bridge is reminiscent of another dilemma considered by Hauser. Five patients in a hospital are dying, each with a different organ failing. Each would be saved if a donor could be found for their particular faulty organ, but none is available. Then the surgeon notices that there is a healthy man in the waiting-room, all five of whose organs are in good working order and suitable for transplanting. In this case, almost nobody can be found who is prepared to say that the moral act is to kill the one to save the five.
As with the fat man on the bridge, the intuition that most of us share is that an innocent bystander should not suddenly be dragged into a bad situation and used for the sake of others without his consent. Immanuel Kant famously articulated the principle that a rational being should never be used as merely an unconsenting means to an end, even the end of benefiting others. This seems to provide the crucial difference between the case of the fat man on the bridge (or the man in the hospital waiting-room) and the man on Denise's siding. The fat man on the bridge is being positively used as the means to stop the runaway trolley. This clearly violates the Kantian principle. The person on the siding is not being used to save the lives of the five people on the line.
It is striking that similar cargo cults sprang up independently on islands that were widely separated both geographically and culturally. David Attenborough tells us that
Anthropologists have noted two separate outbreaks in New Caledonia, four in the Solomons, four in Fiji, seven in the New Hebrides, and over fifty in New Guinea, most of them being quite independent and unconnected with one another. The majority of these religions claim that one particular messiah will bring the cargo when the day of the apocalypse arrives.
The independent flowering of so many independent but similar cults suggests some unifying features of human psychology in general.
One famous cult on the island of Tanna in the New Hebrides (known as Vanuatu since 1980) is still extant. It is centred on a messianic figure called John Frum. References to John Frum in official government records go back only as far as 1940 but, even for so recent a myth, it is not known for certain whether he ever existed as a real man. One legend described him as a little man with a high-pitched voice and bleached hair, wearing a coat with shining buttons. He made strange prophecies, and he went out of his way to turn the people against the missionaries. Eventually he returned to the ancestors, after promising a triumphal second coming, bear- ing bountiful cargo. His apocalyptic vision included a 'great
204 T H E G O D D E I. U S 1 O N
cataclysm; the mountains would fall flat and the valleys would be filled;* old people would regain their youth and sickness would vanish; the white people would be expelled from the island never to return; and cargo would arrive in great quantity so that everybody would have as much as he wanted'.
Most worryingly for the government, John Frum also prophesied that, on his second coming, he would bring a new coinage, stamped with the image of a coconut. The people must therefore get rid of all their money of the white man's currency. In 1941 this led to a wild spending spree; the people stopped working and the island's economy was seriously damaged. The colonial administrators arrested the ringleaders but nothing that they could do would kill the cult, and the mission churches and schools became deserted.
A little later, a new doctrine grew up that John Frum was King of America. Providentially, American troops arrived in the New Hebrides around this time and, wonder of wonders, they included black men who were not poor like the islanders but
as richly endowed with cargo as the white soldiers. Wild excitement overwhelmed Tanna. The day of the apocalypse was imminent. It seemed that everyone was preparing for the arrival of John Frum. One of the leaders said that John Frum would be coming from America by aeroplane and hundreds of men began to clear the bush in the centre of the island so that the plane might have an airstrip on which to land.
The airstrip had a bamboo control tower with 'air traffic controllers' wearing dummy headphones made of wood. There were dummy planes on the 'runway' to act as decoys, designed to lure down John Frum's plane.
In the 1950s, the young David Attenborough sailed to Tanna with a cameraman, Geoffrey Mulligan, to investigate the cult of John Frum. They found plenty of evidence of the religion and were eventually introduced to its high priest, a man called Nambas.
* Compare Isaiah 40: 4: 'Every valley shall be exalted, and every mountain and hill shall be made low. ' This similarity doesn't necessarily indicate any fundamen- tal feature of the human psyche, or Jungian 'collective unconscious'. These islands had long been infested with missionaries.
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Nambas referred to his messiah familiarly as John, and claimed to speak regularly to him, by 'radio'. This ('radio belong John') con- sisted of an old woman with an electric wire around her waist who would fall into a trance and talk gibberish, which Nambas inter- preted as the words of John Frum. Nambas claimed to have known in advance that Attenborough was coming to see him, because John Frum had told him on the 'radio'. Attenborough asked to see the 'radio' but was (understandably) refused. He changed the subject and asked whether Nambas had seen John Frum:
Nambas nodded vigorously. 'Me see him plenty time. ' 'What does he look like? '
Nambas jabbed his finger at me. "E look like you. 'E
got white face. 'E tall man. 'E live 'long South America. '
This detail contradicts the legend referred to above that John Frum was a short man. Such is the way with evolving legends.
It is believed that the day of John Frum's return will be 15 February, but the year is unknown. Every year on 15 February his followers assemble for a religious ceremony to welcome him. So far he has not returned, but they are not downhearted. David Attenborough said to one cult devotee, called Sam:
'But, Sam, it is nineteen years since John say that the cargo will come. He promise and he promise, but still the cargo does not come. Isn't nineteen years a long time to wait? '
Sam lifted his eyes from the ground and looked at me. 'If you can wait two thousand years for Jesus Christ to come an' 'e no come, then I can wait more than nineteen years for John. '
Robert Buckman's book Can We Be Good without God? quotes the same admirable retort by a John Frum disciple, this time to a Canadian journalist some forty years after David Attenborough's encounter.
The Queen and Prince Philip visited the area in 1974, and the Prince subsequently became deified in a rerun of a John-Frum-type cult (once again, note how rapidly the details in religious evolution
206 T H E G O D D E L U S I O N
can change). The Prince is a handsome man who would have cut an imposing figure in his white naval uniform and plumed helmet, and it is perhaps not surprising that he, rather than the Queen, was elevated in this way, quite apart from the fact that the culture of the islanders made it difficult for them to accept a female deity.
I don't want to make too much of the cargo cults of the South Pacific. But they do provide a fascinating contemporary model for the way religions spring up from almost nothing. In particular, they suggest four lessons about the origin of religions generally, and I'll set them out briefly here. First is the amazing speed with which a cult can spring up. Second is the speed with which the origination process covers its tracks. John Frum, if he existed at all, did so within living memory. Yet, even for so recent a possibility, it is not certain whether he lived at all. The third lesson springs from the independent emergence of similar cults on different islands. The systematic study of these similarities can tell us something about human psychology and its susceptibility to religion. Fourth, the cargo cults are similar, not just to each other but to older religions. Christianity and other ancient religions that have spread worldwide presumably began as local cults like that of John Frum. Indeed, scholars such as Geza Vermes, Professor of Jewish Studies at Oxford University, have suggested that Jesus was one of many such charismatic figures who emerged in Palestine around his time, sur- rounded by similar legends. Most of those cults died away. The one that survived, on this view, is the one that we encounter today. And, as the centuries go by, it has been honed by further evolution (memetic selection, if you like that way of putting it; not if you don't) into the sophisticated system - or rather diverging sets of descendant systems - that dominate large parts of the world today. The deaths of charismatic modern figures such as Haile Selassie, Elvis Presley and Princess Diana offer other opportunities to study the rapid rise of cults and their subsequent memetic evolution.
That is all I want to say about the roots of religion itself, apart from a brief reprise in Chapter 10 when I discuss the 'imaginary friend' phenomenon of childhood under the heading of the psycho- logical 'needs' that religion fulfils.
Morality is often thought to have its roots in religion, and in the next chapter I want to question this view. I shall argue that the
T H E R O O T S O F R E L 1 G I O N 207
origin of morality can itself be the subject of a Darwinian question. Just as we asked: What is the Darwinian survival value of religion? , so we can ask the same question of morality. Morality, indeed, probably predated religion. Just as with religion we drew back from the question and rephrased it, so with morality we shall find that it is best seen as a by-product of something else.
CHAPTER 6 The roots of morality: why are we good?
Strange is our situation here on Earth. Each of us comes for a short visit, not knowing why, yet sometimes seeming to divine a purpose. From the standpoint of daily life, however, there is one thing we do know: that man is here for the sake of other men - above all for those upon whose smiles and well-being our own happiness depends.
ALBERT EINSTEIN
THE ROOTS OF MORALITY: WHY ARE WE GOOD? 211
Many religious people find it hard to imagine how, without religion, one can be good, or would even want to be good. I shall discuss such questions in this chapter. But the doubts go further, and drive some religious people to paroxysms of hatred against those who don't share their faith. This is important, because moral considerations lie hidden behind religious attitudes to other topics that have no real link with morality. A great deal of the opposition to the teaching of evolution has no connection with evolution itself, or with anything scientific, but is spurred on by moral outrage. This ranges from the naive 'If you teach children that they evolved from monkeys, then they will act like monkeys' to the more sophisticated underlying motivation for the whole 'wedge' strategy of 'intelligent design', as it is mercilessly laid bare by Barbara Forrest and Paul Gross in Creationism's Trojan Horse: The Wedge of Intelligent
Design.
I receive a large number of letters from readers of my books,* most of them enthusiastically friendly, some of them helpfully crit- ical, a few nasty or even vicious. And the nastiest of all, I am sorry to report, are almost invariably motivated by religion. Such unchristian abuse is commonly experienced by those who are per- ceived as enemies of Christianity. Here, for example is a letter, posted on the Internet and addressed to Brian Flemming, author and director of The God Who Wasn't There,S6 a sincere and mov- ing film advocating atheism. Titled 'Burn while we laugh' and dated 21 December 2005, the letter to Flemming reads as follows:
You've definitely got some nerve. I'd love to take a knife, gut you fools, and scream with joy as your insides spill out in front of you. You are attempting to ignite a holy war in which some day I, and others like me, may have the pleasure of taking action like the above mentioned.
The writer at this point seems to come to a belated recognition that his language is not very Christian, for he goes on, more charitably:
However, GOD teaches us not to seek vengeance, but to pray for those like you all.
* More than I can hope adequately to reply to, for which I apologize.
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His charity is short-lived, however:
I'll get comfort in knowing that the punishment GOD will bring to you will be 1000 times worse than anything I can inflict. The best part is that you WILL suffer for eternity for these sins that you're completely ignorant about. The Wrath of GOD will show no mercy. For your sake, I hope the truth is revealed to you before the knife connects with your flesh. Merry CHRISTMAS! ! !
PS You people really don't have a clue as to what is in store for you . . . I thank GOD I'm not you.
I find it genuinely puzzling that a mere difference of theological opinion can generate such venom. Here's a sample (original spelling preserved) from the postbag of the Editor of the magazine Freethought Today, published by the Freedom from Religion Foundation (FFRF), which campaigns peacefully against the under- mining of the constitutional separation of church and state:
Hello, cheese-eating scumbags. Their are way more of us Christians than you losers. Their is NO separation of church and state and you heathens will lose . . .
What is it with cheese? American friends have suggested to me a connection with the notoriously liberal state of Wisconsin - home of the FFRF and centre of the dairy industry - but surely there must be more to it than that? And how about those French 'cheese-eating surrender-monkeys'? What is the semiotic iconography of cheese? To continue:
Satan worshiping scum . . . Please die and go to hell . . . I hope you get a painful disease like rectal cancer and die a slow painful death, so you can meet your God, SATAN . . . Hey dude this freedom from religion thing sux . . . So you fags and dykes take it easy and watch where you go cuz whenever you least expect it god will get you . . . If you don't like this country and what it was founded on &C for, get the fuck out of it and go straight to hell . . .
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PS Fuck you, you comunist whore . . . Get your black asses out of the U. S. A. . . . You are without excuse. Creation is more than enough evidence of the LORD JESUS CHRIST'S omnipotent power.
Why not Allah's omnipotent power? Or Lord Brahma's? Or even Y ahweh's?
We will not go quietly away. If in the future that requires violence just remember you brought it on. My rifle is loaded.
Why, I can't help wondering, is God thought to need such ferocious defence? One might have supposed him amply capable of looking after himself. Bear in mind, through all this, that the Editor being abused and threatened so viciously is a gentle and charming young woman.
Perhaps because I don't live in America, most of my hate mail is not quite in the same league, but nor does it display to advantage the charity for which the founder of Christianity was notable. The following, dated May 2005, from a British medical doctor, while it is certainly hateful, strikes me as more tormented than nasty, and reveals how the whole issue of morality is a deep wellspring of hostility towards atheism. After some preliminary paragraphs excoriating evolution (and sarcastically asking whether a 'Negro' is 'still in the process of evolving'), insulting Darwin personally, misquoting Huxley as an anti-evolutionist, and encouraging me to read a book (I have read it) which argues that the world is only eight thousand years old (can he really be a doctor? ) he concludes:
Your own books, your prestige in Oxford, everything you love in life, and have ever achieved, are an exercise in total futility . . . Camus' question-challenge becomes inescapable: Why don't we all commit suicide? Indeed, your world view has that sort of effect on students and many others . . . that we all evolved by blind chance, from nothing, and return to nothing. Even if religion were not
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T H E G O D D E I. U S I O N
true, it is better, much, much better, to believe a noble myth, like Plato's, if it leads to peace of mind while we live. But your world view leads to anxiety, drug addiction, violence, nihilism, hedonism, Frankenstein science, and hell on earth, and World War III. . . I wonder how happy you are in your personal relationships? Divorced? Widowed? Gay? Those like you are never happy, or they would not try so hard to prove there is no happiness nor meaning in anything.
The sentiment of this letter, if not its tone, is typical of many. Darwinism, this person believes, is inherently nihilistic, teaching that we evolved by blind chance (for the umpteenth time, natural selection is the very opposite of a chance process) and are annihilated when we die. As a direct consequence of such alleged negativity, all manner of evils follow. Presumably he didn't really mean to suggest that widowhood could follow directly from my Darwinism, but his letter, by this point, had reached that level of frenzied malevolence which I repeatedly recognize among my Christian correspondents. I have devoted a whole book (Unweaving the Rainbow) to ultimate meaning, to the poetry of science, and to rebutting, specifically and at length, the charge of nihilistic negativity, so I shall restrain myself here. This chapter is about evil, and its opposite, good; about morality: where it comes from, why we should embrace it, and whether we need religion to do so.
DOES OUR MORAL SENSE HAVE A DARWINIAN ORIGIN?
Several books, including Robert Hinde's Why Good is Good, Michael Shermer's The Science of Good and Evil, Robert Buckman's Can We Be Good Without God? , and Marc Hauser's Moral Minds, have argued that our sense of right and wrong can be derived from our Darwinian past. This section is my own version of the argument.
THH ROOTS OF MORALI TY: WHY ARE WE GOOD? 215
On the face of it, the Darwinian idea that evolution is driven by natural selection seems ill-suited to explain such goodness as we possess, or our feelings of morality, decency, empathy and pity. Natural selection can easily explain hunger, fear and sexual lust, all of which straightforwardly contribute to our survival or the preservation of our genes. But what about the wrenching com- passion we feel when we see an orphaned child weeping, an old widow in despair from loneliness, or an animal whimpering in pain? What gives us the powerful urge to send an anonymous gift of money or clothes to tsunami victims on the other side of the world whom we shall never meet, and who are highly unlikely to return the favour? Where does the Good Samaritan in us come from? Isn't goodness incompatible with the theory of the 'selfish
gene'? No.
This is a common misunderstanding of the theory - a distressing (and, with hindsight, foreseeable) misunderstanding. * It is necessary to put the stress on the right word. The selfish gene is the correct emphasis, for it makes the contrast with the selfish organism, say, or the selfish species. Let me explain.
The logic of Darwinism concludes that the unit in the hierarchy of life which survives and passes through the filter of natural selection will tend to be selfish. The units that survive in the world will be the ones that succeeded in surviving at the expense of their rivals at their own level in the hierarchy. That, precisely, is what selfish means in this context. The question is, what is the level of the action? The whole idea of the selfish gene, with the stress properly applied to the last word, is that the unit of natural selection (i. e. the unit of self-interest) is not the selfish organism, nor the selfish group or selfish species or selfish ecosystem, but the selfish gene. It is the gene that, in the form of information, either survives for many generations or does not. Unlike the gene (and arguably the meme), the organism, the group and the species are not the right kind of entity to serve as a unit in this sense, because
* I was mortified to read in the Guardian ('Animal Instincts', 27 May 2006) that The Selfish Gene is the favourite book of Jeff Skilling, CEO of the infamous Enron Corporation, and that he derived inspiration of a Social Darwinist character from it. The Guardian journalist Richard Conniff gives a good explanation of the mis- understanding: http://money. guardian. co. uk/workweekly/story/0,,1783900,00. html. I have tried to forestall similar misunderstandings in my new preface to the thirtieth- anniversary edition of The Selfish Gene, just brought out by Oxford University Press.
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they do not make exact copies of themselves, and do not compete in a pool of such self-replicating entities. That is precisely what genes do, and that is the - essentially logical - justification for singling the gene out as the unit of 'selfishness' in the special Darwinian sense of selfish.
The most obvious way in which genes ensure their own 'selfish' survival relative to other genes is by programming individual organisms to be selfish. There are indeed many circumstances in which survival of the individual organism will favour the survival of the genes that ride inside it. But different circumstances favour different tactics. There are circumstances - not particularly rare - in which genes ensure their own selfish survival by influencing organisms to behave altruistically. Those circumstances are now fairly well understood and they fall into two main categories. A gene that programs individual organisms to favour their genetic kin is statistically likely to benefit copies of itself. Such a gene's frequency can increase in the gene pool to the point where kin altruism becomes the norm. Being good to one's own children is the obvious example, but it is not the only one. Bees, wasps, ants, termites and, to a lesser extent, certain vertebrates such as naked mole rats, meerkats and acorn woodpeckers, have evolved societies in which elder siblings care for younger siblings (with whom they are likely to share the genes for doing the caring). In general, as my late colleague W. D. Hamilton showed, animals tend to care for, defend, share resources with, warn of danger, or otherwise show altruism towards close kin because of the statistical likelihood that kin will share copies of the same genes.
The other main type of altruism for which we have a well- worked-out Darwinian rationale is reciprocal altruism ('You scratch my back and I'll scratch yours'). This theory, first intro- duced to evolutionary biology by Robert Trivers and often expressed in the mathematical language of game theory, does not depend upon shared genes. Indeed, it works just as well, probably even better, between members of widely different species, when it is often called symbiosis. The principle is the basis of all trade and barter in humans too. The hunter needs a spear and the smith wants meat. The asymmetry brokers a deal. The bee needs nectar and the flower needs pollinating. Flowers can't fly so they pay bees,
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in the currency of nectar, for the hire of their wings. Birds called honeyguides can find bees' nests but can't break into them. Honey badgers (ratels) can break into bees' nests, but lack wings with which to search for them. Honeyguides lead ratels (and sometimes men) to honey by a special enticing flight, used for no other purpose. Both sides benefit from the transaction. A crock of gold may lie under a large stone, too heavy for its discoverer to move. He enlists the help of others even though he then has to share the gold, because without their help he would get none. The living kingdoms are rich in such mutualistic relationships: buffaloes and oxpeckers, red tubular flowers and hummingbirds, groupers and cleaner wrasses, cows and their gut micro-organisms. Reciprocal altruism works because of asymmetries in needs and in capacities to
meet them. That is why it works especially well between different species: the asymmetries are greater.
In humans, IOUs and money are devices that permit delays in the transactions. The parties to the trade don't hand over the goods simultaneously but can hold a debt over to the future, or even trade the debt on to others. As far as I know, no non-human animals in the wild have any direct equivalent of money. But memory of individual identity plays the same role more informally. Vampire bats learn which other individuals of their social group can be relied upon to pay their debts (in regurgitated blood) and which individuals cheat. Natural selection favours genes that predispose individuals, in relationships of asymmetric need and opportunity, to give when they can, and to solicit giving when they can't. It also favours tendencies to remember obligations, bear grudges, police exchange relationships and punish cheats who take, but don't give
when their turn comes.
For there will always be cheats, and stable solutions to the game-
theoretic conundrums of reciprocal altruism always involve an element of punishment of cheats. Mathematical theory allows two broad classes of stable solution to 'games' of this kind. 'Always be nasty' is stable in that, if everybody else is doing it, a single nice individual cannot do better. But there is another strategy which is also stable. ('Stable' means that, once it exceeds a critical frequency in the population, no alternative does better. ) This is the strategy, 'Start out being nice, and give others the benefit of the doubt. Then
218 T H E Ci O D I) E I. U S I O N
repay good deeds with good, but avenge bad deeds. ' In game theory language, this strategy (or family of related strategies) goes under various names, including Tit-for-Tat, Retaliator and Reciprocator. It is evolutionarily stable under some conditions in the sense that, given a population dominated by reciprocators, no single nasty individual, and no single unconditionally nice individual, will do better. There are other, more complicated variants of Tit-for-Tat which can in some circumstances do better.
I have mentioned kinship and reciprocation as the twin pillars of altruism in a Darwinian world, but there are secondary structures which rest atop those main pillars. Especially in human society, with language and gossip, reputation is important. One individual may have a reputation for kindness and generosity. Another individual may have a reputation for unreliability, for cheating and reneging on deals. Another may have a reputation for generosity when trust has been built up, but for ruthless punishment of cheat- ing. The unadorned theory of reciprocal altruism expects animals of any species to base their behaviour upon unconscious responsiveness to such traits in their fellows. In human societies we add the power of language to spread reputations, usually in the form of gossip. You don't need to have suffered personally from X's failure to buy his round at the pub. You hear 'on the grapevine' that X is a tightwad, or - to add an ironic complication to the example - that Y is a terrible gossip. Reputation is important, and biologists can acknowledge a Darwinian survival value in not just being a good reciprocator but fostering a reputation as a good reciprocator too. Matt Ridley's The Origins of Virtue, as well as being a lucid account of the whole field of Darwinian morality, is especially good on reputation. *
The Norwegian economist Thorstein Veblen and, in a rather different way, the Israeli zoologist Amotz Zahavi have added a further fascinating idea. Altruistic giving may be an advertisement of dominance or superiority. Anthropologists know it as the Potlatch Effect, named after the custom whereby rival chieftains of
* Reputation is not confined to humans. It has recently been shown to apply to one of the classic cases of reciprocal altruism in animals, the symbiotic relation- ship between small cleaner fish and their large fish clients. In an ingenious experiment, individual cleaner wrasse, Labroides dimidiatus, that had been observed by a would-be client to be diligent cleaners were more likely to be cho- sen by the client than rival Labroides that had been observed neglecting to clean. See R. Bshary and A. S. Grutter, 'Image scoring and cooperation in a cleaner fish mutualism', Nature 441, 22 June 2006, 975-8.
THF, ROOTS OF MORALI TY: WHY ARE WE GOOD? 219
Pacific north-west tribes vie with each other in duels of ruinously generous feasts. In extreme cases, bouts of retaliatory entertaining continue until one side is reduced to penury, leaving the winner not much better off. Veblen's concept of 'conspicuous consumption' strikes a chord with many observers of the modern scene. Zahavi's contribution, unregarded by biologists for many years until vindicated by brilliant mathematical models from the theorist Alan Grafen, has been to provide an evolutionary version of the potlatch idea. Zahavi studies Arabian babblers, little brown birds who live in social groups and breed co-operatively. Like many small birds, babblers give warning cries, and they also donate food to each other. A standard Darwinian investigation of such altruistic acts would look, first, for reciprocation and kinship relationships
among the birds. When a babbler feeds a companion, is it in the expectation of being fed at a later date? Or is the recipient of the favour a close genetic relative? Zahavi's interpretation is radically unexpected. Dominant babblers assert their dominance by feeding subordinates. To use the sort of anthropomorphic language Zahavi delights in, the dominant bird is saying the equivalent of, 'Look how superior I am to you, I can afford to give you food. ' Or 'Look how superior I am, I can afford to make myself vulnerable to hawks by sitting on a high branch, acting as a sentinel to warn the rest of the flock feeding on the ground. ' The observations of Zahavi and his colleagues suggest that babblers actively compete for the dangerous role of sentinel. And when a subordinate babbler attempts to offer food to a dominant individual, the apparent generosity is violently rebuffed. The essence of Zahavi's idea is that advertisements of superiority are authenticated by their cost. Only a genuinely superior individual can afford to advertise the fact by means of a costly gift. Individuals buy success, for example in attracting mates, through costly demonstrations of superiority, including ostentatious generosity and public-spirited risk-taking.
We now have four good Darwinian reasons for individuals to be altruistic, generous or 'moral' towards each other. First, there is the special case of genetic kinship. Second, there is reciprocation: the repayment of favours given, and the giving of favours in 'anticipation' of payback. Following on from this there is, third, the Darwinian benefit of acquiring a reputation for generosity and
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kindness. And fourth, if Zahavi is right, there is the particular additional benefit of conspicuous generosity as a way of buying unfakeably authentic advertising.
Through most of our prehistory, humans lived under conditions that would have strongly favoured the evolution of all four kinds of altruism. We lived in villages, or earlier in discrete roving bands like baboons, partially isolated from neighbouring bands or villages. Most of your fellow band members would have been kin, more closely related to you than members of other bands - plenty of opportunities for kin altruism to evolve. And, whether kin or not, you would tend to meet the same individuals again and again throughout your life - ideal conditions for the evolution of reciprocal altruism. Those are also the ideal conditions for building a reputation for altruism, and the very same ideal conditions for advertising conspicuous generosity. By any or all of the four routes, genetic tendencies towards altruism would have been favoured in early humans. It is easy to see why our prehistoric ancestors would have been good to their own in-group but bad - to the point of xenophobia - towards other groups. But why - now that most of us live in big cities where we are no longer surrounded by kin, and where every day we meet individuals whom we are never going to meet again -- why are we still so good to each other, even some- times to others who might be thought to belong to an out-group?
It is important not to mis-state the reach of natural selection. Selection does not favour the evolution of a cognitive awareness of what is good for your genes. That awareness had to wait for the twentieth century to reach a cognitive level, and even now full understanding is confined to a minority of scientific specialists. What natural selection favours is rules of thumb, which work in practice to promote the genes that built them. Rules of thumb, by their nature, sometimes misfire. In a bird's brain, the rule 'Look after small squawking things in your nest, and drop food into their red gapes' typically has the effect of preserving the genes that built the rule, because the squawking, gaping objects in an adult bird's nest are normally its own offspring. The rule misfires if another baby bird somehow gets into the nest, a circumstance that is positively engineered by cuckoos. Could it be that our Good Samaritan urges are misfirings, analogous to the misfiring of a reed
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warbler's parental instincts when it works itself to the bone for a young cuckoo? An even closer analogy is the human urge to adopt a child. I must rush to add that 'misfiring' is intended only in a strictly Darwinian sense. It carries no suggestion of the pejorative.
The 'mistake' or 'by-product' idea, which I am espousing, works like this. Natural selection, in ancestral times when we lived in small and stable bands like baboons, programmed into our brains altruistic urges, alongside sexual urges, hunger urges, xenophobic urges and so on. An intelligent couple can read their Darwin and know that the ultimate reason for their sexual urges is procreation. They know that the woman cannot conceive because she is on the pill. Yet they find that their sexual desire is in no way diminished by the knowledge. Sexual desire is sexual desire and its force, in an individual's psychology, is independent of the ultimate Darwinian pressure that drove it. It is a strong urge which exists independently of its ultimate rationale.
I am suggesting that the same is true of the urge to kindness - to altruism, to generosity, to empathy, to pity. In ancestral times, we had the opportunity to be altruistic only towards close kin and potential reciprocators. Nowadays that restriction is no longer there, but the rule of thumb persists. Why would it not? It is just like sexual desire. We can no more help ourselves feeling pity when we see a weeping unfortunate (who is unrelated and unable to reciprocate) than we can help ourselves feeling lust for a member of the opposite sex (who may be infertile or otherwise unable to reproduce). Both are misfirings, Darwinian mistakes: blessed, precious mistakes.
Do not, for one moment, think of such Darwinizing as demeaning or reductive of the noble emotions of compassion and generosity. Nor of sexual desire. Sexual desire, when channelled through the conduits of linguistic culture, emerges as great poetry and drama:
John Donne's love poems, say, or Romeo and Juliet. And of course the same thing happens with the misfired redirection of kin- and reciprocation-based compassion. Mercy to a debtor is, when seen out of context, as un-Darwinian as adopting someone else's child:
The quality of mercy is not strained.
It droppeth as the gentle rain from heaven Upon the place beneath.
;
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Sexual lust is the driving force behind a large proportion of human ambition and struggle, and much of it constitutes a mis- firing. There is no reason why the same should not be true of the lust to be generous and compassionate, if this is the misfired consequence of ancestral village life. The best way for natural selection to build in both kinds of lust in ancestral times was to install rules of thumb in the brain. Those rules still influence us today, even where circumstances make them inappropriate to their original functions.
Such rules of thumb influence us still, not in a Calvinistically deterministic way but filtered through the civilizing influences of literature and custom, law and tradition - and, of course, religion. Just as the primitive brain rule of sexual lust passes through the filter of civilization to emerge in the love scenes of Romeo and
Juliet, so primitive brain rules of us-versus-them vendetta emerge in the form of the running battles between Capulets and Montagues; while primitive brain rules of altruism and empathy end up in the misfiring that cheers us in the chastened reconciliation of Shakespeare's final scene.
A CASE STUDY IN THE ROOTS OF MORALITY
If our moral sense, like our sexual desire, is indeed rooted deep in our Darwinian past, predating religion, we should expect that research on the human mind would reveal some moral universals, crossing geographical and cultural barriers, and also, crucially, religious barriers. The Harvard biologist Marc Hauser, in his book Moral Minds: How Nature Designed our Universal Sense of Right and Wrong, has enlarged upon a fruitful line of thought experiments originally suggested by moral philosophers. Hauser's study will serve the additional purpose of introducing the way moral philosophers think. A hypothetical moral dilemma is posed, and the difficulty we experience in answering it tells us something about our sense of right and wrong. Where Hauser goes beyond the philosophers is that he actually does statistical surveys and psycho- logical experiments, using questionnaires on the Internet, for
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example, to investigate the moral sense of real people. From the present point of view, the interesting thing is that most people come to the same decisions when faced with these dilemmas, and their agreement over the decisions themselves is stronger than their ability to articulate their reasons. This is what we should expect if we have a moral sense which is built into our brains, like our sexual instinct or our fear of heights or, as Hauser himself prefers to say, like our capacity for language (the details vary from culture to culture, but the underlying deep structure of grammar is universal). As we shall see, the way people respond to these moral tests, and their inability to articulate their reasons, seems largely independent of their religious beliefs or lack of them. The message of Hauser's book, to anticipate it in his own words, is this: 'Driving our moral judgments is a universal moral grammar, a faculty of the mind that evolved over millions of years to include a set of principles for building a range of possible moral systems. As with language, the principles that make up our moral grammar fly beneath the radar of our awareness. '
Typical of Hauser's moral dilemmas are variations on the theme of a runaway truck or 'trolley' on a railway line which threatens to kill a number of people. The simplest story imagines a person, Denise, standing by a set of points and in a position to divert the trolley onto a siding, thereby saving the lives of five people trapped on the main line ahead. Unfortunately there is a man trapped on the siding. But since he is only one, outnumbered by the five people trapped on the main track, most people agree that it is morally permissible, if not obligatory, for Denise to throw the switch and save the five by killing the one. We ignore hypothetical possibilities such as that the one man on the siding might be Beethoven, or a close friend.
Elaborations of the thought experiment present a series of increasingly teasing moral conundrums. What if the trolley can be stopped by dropping a large weight in its path from a bridge over- head? That's easy: obviously we must drop the weight. But what if the only large weight available is a very fat man sitting on the bridge, admiring the sunset? Almost everybody agrees that it is immoral to push the fat man off the bridge, even though, from one point of view, the dilemma might seem parallel to Denise's, where
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throwing the switch kills one to save five. Most of us have a strong intuition that there is a crucial difference between the two cases, though we may not be able to articulate what it is.
Pushing the fat man off the bridge is reminiscent of another dilemma considered by Hauser. Five patients in a hospital are dying, each with a different organ failing. Each would be saved if a donor could be found for their particular faulty organ, but none is available. Then the surgeon notices that there is a healthy man in the waiting-room, all five of whose organs are in good working order and suitable for transplanting. In this case, almost nobody can be found who is prepared to say that the moral act is to kill the one to save the five.
As with the fat man on the bridge, the intuition that most of us share is that an innocent bystander should not suddenly be dragged into a bad situation and used for the sake of others without his consent. Immanuel Kant famously articulated the principle that a rational being should never be used as merely an unconsenting means to an end, even the end of benefiting others. This seems to provide the crucial difference between the case of the fat man on the bridge (or the man in the hospital waiting-room) and the man on Denise's siding. The fat man on the bridge is being positively used as the means to stop the runaway trolley. This clearly violates the Kantian principle. The person on the siding is not being used to save the lives of the five people on the line.
